Finding 1156342 (2024-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-09-29

AI Summary

  • Core Issue: The Authority did not enforce Housing Quality Standards (HQS) properly, failing to address life-threatening repairs within 24 hours and other repairs within 30 days.
  • Impacted Requirements: The Authority must ensure compliance with HQS enforcement to avoid penalties, including stopping Housing Assistance Payments (HAP) if deficiencies are not corrected.
  • Recommended Follow-Up: The Authority should review and strengthen its internal controls and procedures to prevent future noncompliance with HQS requirements.

Finding Text

2024 – 004: Housing Quality Standards (HQS) Enforcement Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Housing Choice Voucher Cluster Assistance Listing Number: 14.871, 14.879 Federal Award Identification Number and Year: WI183VO- 2024 Award Period: January 1, 2024 – December 31, 2024 Type of Finding: - Significant Deficiency in Internal Control over Compliance - Other Matters Criteria or specific requirement: For units under HAP contract that fail to meet (Housing Quality Standards (HQS), the PHA must require the owner to correct any life threatening HQS deficiencies within 24 hours after the inspections and all other HQS deficiencies within 30 calendar days or within a specified PHA-approved extension. If the owner does not correct the cited HQS deficiencies within the specified correction period, the PHA must stop (abate) HAPs beginning no later than the first of the month following the specified correction period or must terminate the HAP contract. The owner is not responsible for a breach of HQS as a result of the family’s failure to pay for utilities for which the family is responsible under the lease or for tenant damage. For family-caused defects, if the family does not correct the cited HQS deficiencies within the specified correction period, the PHA must take prompt and vigorous action to enforce the family obligations (24 CFR sections 982.158(d) and 982.404). Condition: During our testing, we noted the Authority failed to comply with the requirements of the HQS enforcement as stated in the criteria section of this finding. Questioned Costs: None Context: From a sample of thirty-four (34) program participant files selected for testing, we noted two (2) instances where the repairs were not completed within 30 days and three (3) instances where life threating repairs were not completed within 24 HRs in accordance with the stated criteria and the HAP was not held. Cause: The Authority's system of internal controls included in the policies and procedures failed to identify the noncompliance as described in the condition section of this finding. Effect: The failure of the internal controls has resulted in noncompliance with the stated criteria. Repeat Finding: Yes; 2023-007 Recommendation: We recommend that the Authority review its system of internal control related to the policies and procedures in place to mitigate the risk of noncompliance with the requirements of the stated criteria. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Recommendation: We recommend that the Authority review its system of internal control related to the policies and procedures in place to mitigate the risk of noncompliance with the requirements of the stated criteria. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: PHA identified weaknesses in a new operating model, and has continued to fine-tune tracking and transparencies towards improved compliance. SEMAP reports are pulled monthly, and internal file audits are being conducted. Standard operating procedures have been updated along with file checklists to ensure files are fully compliant. Name(s) of the contact person(s) responsible for corrective action: Katie Kasprzak, Executive Director Planned completion date for corrective action plan: 12/31/2025

Categories

HUD Housing Programs Significant Deficiency

Other Findings in this Audit

  • 1156339 2024-001
    Material Weakness Repeat
  • 1156340 2024-002
    Material Weakness Repeat
  • 1156341 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $11.32M
14.182 Lower Income Housing Assistance Program_section 8 New Construction/substantial Rehabilitation $136,704
14.879 Mainstream Vouchers $101,479
14.896 Family Self-Sufficiency Program $72,000