Finding 1155892 (2024-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-09-29

AI Summary

  • Core Issue: One out of eight housing units tested lacked a required inspection within the last 12 months, risking noncompliance with health and safety standards.
  • Impacted Requirements: Compliance with 2 CFR 200 and 24 CFR §574.310 mandates that all housing units must meet housing quality standards through timely inspections.
  • Recommended Follow-Up: Improve the tracking system to ensure timely re-inspections of units that were unavailable during scheduled inspections.

Finding Text

Finding: Item 2024-002 – Special Tests and Provisions – Housing Quality Standards Federal Program – Housing Opportunities for Persons with AIDS (HOPWA) Assistance Listing Number –14.241 Federal Award Number – FR-6400-N-11; OKH24F999; 2559FR0045 Federal Agency – U.S. Department of Housing and Urban Development Pass-Through Entities – Oklahoma Housing Finance Agency and City of Tulsa Criteria: Per 2 CFR 200, Appendix XI Compliance Supplement and 24 CFR §574.310 (b)(1)-(2), all housing units supported through acquisition, rehabilitation, conversion, lease, repair of facilities, new construction, project- or tenant-based rental assistance, and operating costs must meet applicable housing quality standards. These standards require that units be inspected to ensure compliance with health and safety requirements. Condition/context: One of eight units tested did not have a physical inspection performed within the required 12-month period. No documentation was available to support that the unit met housing quality standards during the audit period. Cause: The Organization uses a tracking system to monitor inspection due dates; however, if a unit is unavailable at the time of scheduled inspection, there may be a month delay before the inspection is reattempted. Effect: Failure to conduct timely inspections increases the risk that housing units may not meet required health and safety standards, potentially compromising the well-being of program beneficiaries and resulting in noncompliance with Federal requirements. Questioned cost: Not applicable. Repeat finding: This is not a repeat finding. Recommendation: We recommend the Organization utilize its tracking system to more frequently revisit units that were initially unavailable or non-responsive. View of responsible officials: Management's response is reported in "Corrective Action Plan" at the end of this report.

Corrective Action Plan

Audit Finding Item 2024-002 Corrective Action Taken: Tulsa Cares has implemented timebound triggers to document all attempts to contact and schedule HQS inspections within the HQS Policy and Procedures. Specifically: • Initial inspection notification will be sent to the client no later than 30 days an inspection is due. • Once scheduled, a reminder notification will be sent 1 week prior to the scheduled inspection date. • Follow-up notifications for missed inspections will be documented in client management system at least every 5 business days until the inspection is rescheduled. • Post-inspection notifications will be sent within 4 business days of the inspection outcome to the property manager/landlord. • If a client is unreachable after 14 days, staff will record at least 3 attempts to contact the client using multiple communication methods (e.g., phone, email, mail) with all attempts logged in the client management system. These triggers have been embedded into the housing program’s workflow to ensure consistency. This corrective action was fully implemented on September 24, 2025. Responsible Party: Amy Walton, Housing Program Manager, will monitor adherence to notification triggers and ensure corrective action if noncompliance is identified.

Categories

Special Tests & Provisions

Other Findings in this Audit

  • 1155889 2024-001
    Material Weakness Repeat
  • 1155890 2024-002
    Material Weakness Repeat
  • 1155891 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.241 Housing Opportunities for Persons with Aids $694,828
93.917 Hiv Care Formula Grants $469,313
93.136 Injury Prevention and Control Research and State and Community Based Programs $322,185
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $99,478
93.332 Cooperative Agreement to Support Navigators in Federally-Facilitated Exchanges $48,321
97.024 Emergency Food and Shelter National Board Program $10,914
21.027 Coronavirus State and Local Fiscal Recovery Funds $84