Finding 1155821 (2025-001)

Material Weakness Repeat Finding
Requirement
ABCEFHIJLN
Questioned Costs
-
Year
2025
Accepted
2025-10-07

AI Summary

  • Core Issue: The auditee failed to submit required audit reports to the Federal Audit Clearinghouse (FAC) and Rural Development (RD) on time.
  • Impacted Requirements: Non-compliance with 2 CFR §200.512(a) regarding timely submission of audit reports for entities receiving over $750,000 in federal awards.
  • Recommended Follow-Up: Implement a documented timeline for audit preparation, including reminders, assigned responsibilities, and early communication with auditors to meet deadlines.

Finding Text

Finding 2025-001 Federal assistance listing number and name: 10.415 Rural Rent Housing Loans Awards numbers and years: 2025 Federal agency: United States Department of Agriculture Compliance Requirement: Activities allowed or unallowed, allowable costs/ cash management, eligibility, equipment, period of performance, procurement, program income, reporting, special tests Questioned Costs: None Criteria: In accordance with 2 CFR §200.512(a), non-Federal entities that expend $750,000 or more in Federal awards during the fiscal year must submit the audit report to the FAC Federal Audit Clearinghouse (FAC) within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period. Additionally, program-specific requirements may mandate timely submission to other agencies, including Rural Development (RD). Condition and Context: The auditee did not submit the required audit reports to the Federal Audit Clearinghouse (FAC) and Rural Development (RD) in a timely manner. Specifically:  The 2023 Audit Report was not submitted to the FAC as required under 2 CFR Part 200, Subpart F.  The 2024 Audit Report was submitted past the regulatory deadline to both the FAC and RD. Cause: The delays and omissions appear to have resulted from the prior auditor not being able to submit the Audit Report due to technical issues and the Rural Department not providing the loan statements in a timely manner. Effect: Failure to submit audit reports timely impedes the federal government’s oversight responsibilities, potentially affects the auditee's risk assessment, and may jeopardize continued funding eligibility. Recommendation: Management should establish and adhere to a documented internal timeline to ensure timely audit preparation and submission. This should include calendar reminders, assigned staff responsibilities, and periodic checks throughout the audit cycle. Communication with the auditor should begin early in the fiscal year to ensure deadlines are met.

Corrective Action Plan

Finding 2025-001 Federal assistance listing number and name: 10.415 Rural Rent Housing Loans Awards numbers and years: 2025 Federal agency: United States Department of Agriculture Compliance Requirement: Activities allowed or unallowed, allowable costs/ cash management, eligibility, equipment, period of performance, procurement, program income, reporting, special tests Questioned Costs: None Name of contact person and title: Pat Bishop, President Condition and Context: The auditee did not submit the required audit reports to the Federal Audit Clearinghouse (FAC) and Rural Development (RD) in a timely manner. Specifically:  The 2023 Audit Report was not submitted to the FAC as required under 2 CFR Part 200, Subpart F.  The 2024 Audit Report was submitted past the regulatory deadline to both the FAC and RD. Management Response: Management plans to develop and implement an internal audit compliance calendar with clearly defined submission deadlines for all audit-related deliverables, including due dates for the FAC and RD and Create an internal checklist and sign-off process to confirm that each audit deliverable has been submitted to all required agencies and portals. Status: In progress Anticipated Completion Date: Estimated 2025

Categories

Reporting Matching / Level of Effort / Earmarking Procurement, Suspension & Debarment Subrecipient Monitoring Allowable Costs / Cost Principles Cash Management Eligibility Period of Performance Equipment & Real Property Management Program Income

Other Findings in this Audit

  • 1155818 2025-001
    Material Weakness Repeat
  • 1155819 2025-002
    Material Weakness Repeat
  • 1155820 2025-003
    Material Weakness Repeat
  • 1155822 2025-002
    Material Weakness Repeat
  • 1155823 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.427 Rural Rental Assistance Payments $81,301
10.415 Rural Rental Housing Loans $22,679