Finding 1155667 (2024-005)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
$1
Year
2024
Accepted
2025-09-26
Audit: 367943
Organization: Nobles County (MN)

AI Summary

  • Core Issue: Reports for the 2556 Social Services Quarterly Expense Report were submitted with incorrect direct charges, leading to potential ineligible costs.
  • Impacted Requirements: Compliance with 2 CFR 200.303 and 2 CFR 200.403 was not met, as effective internal controls were lacking.
  • Recommended Follow-Up: The County should establish review procedures for timely and accurate report submissions, ensuring documentation of the review process is maintained.

Finding Text

Reporting Federal Agency: U.S. Department of Human Services Federal Program Name: Medical Assistance (Medicaid Cluster) Assistance Listing Number: 93.778 Federal Award Identification Number and Year: 2405MN5ADM, 2405MN5MAP; 2024 Pass-Through Agency: Minnesota Department of Human Services Compliance Requirement Affected: Reporting Award Period: Year Ended December 31, 2024 Type of Finding: Significant Deficiency in Internal Control over Compliance and Other Matters Criteria or Specific Requirement: 2 CFR 200.303 states that the auditee must establish and maintain effective internal control over the federal award that provides reasonable assurance that the auditee is managing the federal award in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Additionally, 2 CFR 200.403 lists general criteria for allowability of costs under federal awards, and the 2556 Social Services quarterly report has further guidance on what is allowed to be reported. Condition: Reports for the 2556 Social Services Quarterly Expense Report were reviewed, but were not reported correctly and sent to the state with incorrect direct charges reported. Auditor estimates that the reimbursed amount based on these ineligible costs reported on the 2556 is less than $25,000. Questioned Costs: Amount less than $25,000. Context: The quarterly report was reviewed, however it was determined that incorrect expenses were reported and was not caught during the review process. Cause: Lack of review of the requirements of the 2556 instructions by the County. Effect: Ineligible costs could be reported. Repeat Finding: The finding is a repeat of a finding in the immediately prior year. Prior year finding number was 2023-009. Recommendation: We recommend that the County implement review procedures to ensure that the reports are submitted timely and accurately, and record of review is kept on file. Views of responsible officials: There is no disagreement with the audit finding. There is a corrective action plan in place.

Corrective Action Plan

2024-005 Reporting Federal Agency: U.S. Department of Human Services Federal Program Name: Medical Assistance Assistance Listing Number: 93.778 Federal Award Identification Number and Year: 2405MN5ADM, 2405MN5MAP; 2024 Pass-Through Agency: Minnesota Department of Human Services Type of Finding: Significant Deficiency in Internal Control over Compliance Award Period: Year Ended December 31, 2024 Recommendation: It is recommended that the Couty implement review procedures to ensure that the reports are submitted timely and accurately, and record of review is kept on file. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The County will adhere to established procedures and policies. Name of the contact person responsible for corrective action: Stacie Golomiecki, Community Services Director – Stephani Diekmann, Fiscal Supervisor Planned completion date for corrective action plan: December 31, 2025.

Categories

Questioned Costs Allowable Costs / Cost Principles Internal Control / Segregation of Duties Eligibility Reporting Significant Deficiency

Other Findings in this Audit

  • 1155664 2024-004
    Material Weakness Repeat
  • 1155665 2024-005
    Material Weakness Repeat
  • 1155666 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.778 Medical Assistance Program $938,348
20.205 Highway Planning and Construction $843,593
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $320,492
93.563 Child Support Services $297,155
10.557 Wic Special Supplemental Nutrition Program for Women, Infants, and Children $236,817
93.667 Social Services Block Grant $122,665
93.658 Foster Care Title IV-E $65,200
16.575 Crime Victim Assistance $62,888
93.558 Temporary Assistance for Needy Families $60,410
21.032 Local Assistance and Tribal Consistency Fund $44,418
93.994 Maternal and Child Health Services Block Grant to the States $32,570
93.069 Public Health Emergency Preparedness $15,450
93.575 Child Care and Development Block Grant $10,291
97.067 Homeland Security Grant Program $6,809
93.556 Marylee Allen Promoting Safe and Stable Families Program $6,560
93.590 Community-Based Child Abuse Prevention Grants $6,027
93.566 Refugee and Entrant Assistance State/replacement Designee Administered Programs $2,403
93.645 Stephanie Tubbs Jones Child Welfare Services Program $2,297
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $2,088
93.959 Block Grants for Prevention and Treatment of Substance Abuse $1,250
93.268 Immunization Cooperative Agreements $550
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $532
93.669 Child Abuse and Neglect State Grants $509
93.767 Children's Health Insurance Program $472
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $468
93.967 Centers for Disease Control and Prevention Collaboration with Academia to Strengthen Public Health $248