Finding 1155651 (2024-001)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-09-26

AI Summary

  • Core Issue: The Council failed to follow the required segregation of duties in disbursements, violating the approved fraud prevention program.
  • Impacted Requirements: This non-compliance affects the internal control standards set by Title 2 CFR Part 200.303(a) and the Market Access Program's fraud prevention requirements.
  • Recommended Follow-Up: The Council should either adhere to the existing fraud prevention program for disbursement approvals or revise it to reflect the current internal control framework and seek FAS approval.

Finding Text

FEDERAL FINDING INTERNAL CONTROL - SIGNIFICANT DEFICIENCY Criteria: According to Title 2 CFR Part 200.303(a), the recipient must establish, document and maintain effective internal control over the Federal award that provides reasonable assurance that the recipient is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the federal award. Additionally, the Market Access Program, specifically section 1485.31(a), states that all participants are required to annually submit a fraud prevention program for approval. Condition: Segregation of duties of Council disbursements were not being followed as outlined in the fraud prevention program previously approved by the Foreign Agricultural Service (FAS). Effect: Council was not in compliance with fraud prevention program for a portion of 2024. A lack of further disbursement approval could result in fraudulent activity. Cause: Council underwent Executive Director and accounting personnel changes mid-year that resulted in an internal control weakness. Recommendation: Council either follows existing fraud prevention program to incorporate a level of disbursement and documentation approval from a party other than the contracted finance management company to improve segregation of duties, or revises fraud prevention program to appropriately depict internal control framework and receives approval from FAS. Repeat finding: No.

Corrective Action Plan

FINDING 2024-001 Planned Corrective Action USDBC management acknowledges finding 2024-001 made by Rood & Dinis, LLP during its financial statement audit for the fiscal year ended December 31, 2024. USDBC will submit a revised Fraud Prevention Program to FAS for approval. USDBC believes that their current internal control framework is appropriately designed to mitigate fraud. Responsible Party Danny Raulerson, Executive Director Completion Date September 30, 2025

Categories

Internal Control / Segregation of Duties Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.601 Market Access Program $1.43M
10.618 Regional Agricultural Promotion Program $581,251
10.603 Emerging Markets Program $247,311
10.600 Foreign Market Development Cooperator Program $145,006