Finding 1155458 (2023-002)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2025-09-26

AI Summary

  • Core Issue: The Organization failed to obtain required quotes for subcontractor expenditures over $10,000, violating small purchase procedures.
  • Impacted Requirements: Non-compliance with 2 CFR 200.320 could lead to compliance issues and potential questioned costs.
  • Recommended Follow-Up: Ensure procurement procedures align with 2 CFR and confirm all future purchases follow these guidelines.

Finding Text

Criteria: The acquisition of property or services which is higher than the micro-purchase threshold ($10,000 at the time of the grant in question) but does not exceed the simplified acquisition threshold ($250,000 established in the FAR) must follow small purchase procedures. Small purchase procedures include price or rate quotations obtained from an adequate number of qualified sources as determined appropriate by the non-Federal entity. Additionally, the non-Federal entity may select noncompetitive procurement as their procurement method but must meet one of the five mentioned circumstances in 2 CFR 200.320(c). Lastly, general procurement standards must be followed. Questioned Costs: None. Repeat finding: The same finding was reported during the program specific audit as of and for the year ended December 31, 2022 as 2022-001. Recommendation: We recommend that the Organization adopt a procurement procedure in compliance with 2 CFR and ensure they have a full understanding of the required procurement policy. Views of Responsible Officials: A procurement procedure has since been adopted and approved by the Board. The Executive Director will ensure that all future purchases comply with 2 CFR. Condition: During our audit, certain grant expenditures with subcontractors, exceeding $10,000, were tested for which the Organization did not obtain quotes for. Cause: The Organization did not obtain quotes from subcontractors that were included in a contractor’s original bid. The Organization ultimately paid the subcontractors directly. Effect: The Organization did not adequately comply with 2 CFR 200.320. Non-compliance could lead to additional compliance concerns and questioned costs.

Corrective Action Plan

Finding 2023-002: Procurement standards must be followed Plan: The Executive Director received guidance from an additional attorney familiar with school RSAs and now understands that sub-contractors under the direct contractor must also follow the three bid rule. This has been vetted and approved by the River View Board of Trustees and the Claremont Learning Partnership Board of Directors. Moving forward, the Executive Director will ensure that all future purchases comply with 2 CFR. FY-22 & FY-23 Audits were completed in tandem, all corrections were made as soon as the issue was identified. Expected Implementation Date: This was corrected approximately October 2023. Contact: Cathy Pellerin Executive Director, Claremont Learning Partnership 169 Main Street; Claremont, NH 03743 603-287-7120

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1155459 2023-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.282 Charter Schools $811,481
93.550 Transitional Living for Homeless Youth $218,976
21.027 Coronavirus State and Local Fiscal Recovery Funds $140,390
14.276 Youth Homelessness Demonstration Program $99,812