Finding 1155313 (2024-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-09-25
Audit: 367557
Organization: Montour County (PA)

AI Summary

  • Core Issue: The County failed to verify vendor suspension and debarment before contract formation for two contracts.
  • Impacted Requirements: This non-compliance with 2 CFR § 200.214 undermines procurement controls and federal award conditions.
  • Recommended Follow-Up: Review and update procurement policies to clarify vendor evaluation roles and ensure debarment checks are performed consistently.

Finding Text

Finding 2024-001: Procurement, Suspension, and Debarment Epidemiology Lab Capacity – 93.323 Criteria: Pursuant to 2 CFR § 200.214, the entity must verify that potential vendors are not excluded or disqualified before forming a contract regarding a covered transaction in accordance with the Federal statutes, regulations, and the terms and conditions of the Federal award. Condition: As a result of our testing of Procurement, Suspension, and Debarment, we noted that the County did not have sufficient audit evidence to demonstrate the suspension and debarment of the vendors were reviewed prior to a contract for two of the contracts selected. Cause: Due to staff oversight, the vendors were not evaluated for suspension or disbarment. Effect: The County is not in compliance with the Procurement, Suspension, and Debarment requirements and internal controls are not functioning as designed. Questioned Costs: The amount of questioned costs, if any, is indeterminable. Recommendation: The County should review policies in place over Procurement, Suspension, and Debarment and establish procedures to identify clear roles for the review of vendors prior to a contract. Management’s Response: Management concurs. While steps were taken by the Architect to ascertain the Contractor's qualifications, the County will ensure contract language includes attestation by vendors of debarment status. Project managers will be required to perform debarment checks through SAM.gov.

Corrective Action Plan

Corrective Action Plan. Montour County respectfully submits the following corrective action plan for the year ended December 31, 2024. The findings from the Single Audit Report Year Ended December 31, 2024 included in the schedule of findings and questioned costs are discussed below. Finding 2024-001: Procurement, Suspension, and Debarment Epidemiology and Lab Capacity - (ELC) 93.323. Contact Person: Holly Brandon, Chief Clerk. Recommendation: The County should review policies in place over Procurement, Suspension, and Debarment and establish procedures to identify clear roles for the review of vendors prior to a contract. Action: Montour County will update contract language requiring vendors to attest that they are not debarred or suspended, with the inclusion of language that allows for termination of the contract should a vendor's debarment status change. Project managers will be required to utilize SAM.gov to perform a debarment check on vendors. Date for Completion: 2/25/2025.

Categories

Procurement, Suspension & Debarment

Programs in Audit

ALN Program Name Expenditures
93.959 Block Grants for Prevention and Treatment of Substance Abuse $483,292
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $396,297
93.788 Opioid Str $223,505
21.023 Emergency Rental Assistance Program $139,568
21.027 Coronavirus State and Local Fiscal Recovery Funds $131,050
20.205 Highway Planning and Construction $112,008
93.658 Foster Care_title IV-E $74,334
93.659 Adoption Assistance $40,561
97.042 Emergency Management Performance Grants $37,737
93.556 Promoting Safe and Stable Families $27,000
10.569 Emergency Food Assistance Program (food Commodities) $24,515
93.645 Stephanie Tubbs Jones Child Welfare Services Program $21,668
93.558 Temporary Assistance for Needy Families $14,119
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $12,250
93.667 Social Services Block Grant $8,995
97.067 Homeland Security Grant Program $4,129
10.568 Emergency Food Assistance Program (administrative Costs) $2,504
93.778 Medical Assistance Program $1,129
93.472 Title IV-E Prevention and Family Services and Programs (a) $824
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $814