Finding 1154982 (2024-003)

Material Weakness Repeat Finding
Requirement
ABCF
Questioned Costs
-
Year
2024
Accepted
2025-09-24

AI Summary

  • Core Issue: The organization lacks complete written policies and procedures required by 2 CFR Part 200 for federal awards.
  • Impacted Requirements: Key areas affected include cash management, allowable costs, procurement, and conflict of interest.
  • Recommended Follow-Up: Management should create, adopt, and implement all necessary policies, ensuring they are documented and communicated to staff.

Finding Text

Assistance Listing Number: 93.193 Name of Federal Program: COVID-19 Urban Indian Health Services Name of Federal Agency: Department of Health and Human Services Award Period: January 1, 2024 – December 31, 2024 Criteria or Specific Requirement: Per 2 CFR Part 200, non-federal entities receiving federal awards must establish and maintain written policies and procedures addressing areas including, but not limited to: procurement (§200.317–§200.327); travel costs (§200.475); methods for avoiding duplication of costs (§200.403); subrecipient monitoring (§200.332); cash management and allowable costs (§200.302, §200.305). Condition: The organization has not implemented all policies and procedures required under the Uniform Guidance. Specifically, certain written policies and procedures required by 2 CFR Part 200, such as cash management, allowability of costs, equipment management, conflict of interest, procurement, travel, compensation, and fringe benefits, were either incomplete, not formally documented, or not in place during the audit period. Cause: The Council has not detailed its policies to conform with the requirements of the Uniform Guidance. Effect or Potential Effect: Without documented and implemented policies and procedures, the organization increases the risk of noncompliance with federal regulations, inconsistent application of requirements, unallowable costs being charged to federal awards, and potential questioned costs or sanctions from funding agencies. Repeat Finding: No Recommendation: Management should develop, formally adopt, and implement all required Uniform Guidance policies and procedures. Policies should be documented, communicated to relevant staff, and periodically reviewed to ensure ongoing compliance. Views of Responsible Officials: Management agrees with the finding and revise its policies and procedures to meet the criteria of the Uniform Guidance.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1154983 2024-004
    Material Weakness Repeat
  • 1154984 2024-004
    Material Weakness Repeat
  • 1154985 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
19.193 Indian Health Service $10,051