Finding 1154950 (2024-004)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
$1
Year
2024
Accepted
2025-09-24

AI Summary

  • Core Issue: The Authority failed to maintain proper documentation for vendor procurement, impacting compliance with procurement policies.
  • Impacted Requirements: Small purchase procedures require a reasonable number of quotes, and the lack of documentation may lead to higher costs.
  • Recommended Follow-Up: Continue implementing the corrective action plan to address these deficiencies and ensure compliance moving forward.

Finding Text

2024 -004 – PROCUREMENT, SUSPENSION, AND DEBARMENT Significant Deficiency / Other Matter U.S. Department of Housing and Urban Development ALN #: 14.850 – Public Housing Operating Fund CRITERIA For any amounts above the Petty Cash ceiling, but not exceeding $250,000 in accordance with revisions to 2CFR 200.67 and 2 CFR 200.88, the NBHA may use small purchase procedures. Under small purchase procedures, the NBHA shall obtain a reasonable number of quotes (preferably three); however, for purchases of less than $10,000, per NDAA Section 806 also known as Micro Purchases, only one quote is required provided the quote is reasonable. CONDITION We identified 4 instances in which sufficient documentation was not maintained to support the procurement of a vendor. CAUSE The Authority was in the process of implementing their corrective action plan from the prior year. EFFECT The Authority has not ensured that it is receiving the most competitive prices or rates for services that have been procured, which may have resulted in unnecessary additional costs to the Authority. QUESTIONED COSTS Known Questioned Costs - $246,133, representing the aggregate payments to these four vendors. CONTEXT All purchases are required to be made in accordance with the Authority’s procurement policy. There were approximately 60 vendors paid in excess of the micro purchase threshold. We selected a sample of 10 vendors. This was not a statistically valid sample. REPEAT FINDING Repeated from Finding 2023-003. RECOMMENDATION We recommend that the Authority continue with their corrective action plan from the prior year. AUDITEE’S RESPONSE AND PLANNED CORRECTIVE ACTION See Corrective Action Plan.

Corrective Action Plan

Finding 2024-004: PROCUREMENT, SUSPENSION, AND DEBARMENT Description of Finding: For any amounts above the Petty Cash ceiling, but not exceeding $250,000 in accordance with revisions to 2CFR 200.67 and 2 CFR 200.88, the NBHA may use small purchase procedures. Under small purchase procedures, the NBHA shall obtain a reasonable number of quotes (preferably three); however, for purchases of less than $10,000, per NDAA Section 806 also known as Micro Purchases, only one quote is required provided the quote is reasonable. Statement of Concurrence or NonConcurrence: Identified 4 instances in which sufficient documentation was not maintained to support the procurement of a vendor. Corrective Action: Three of the vendors have services that will be put out to bid (landscaping, contract repairs and hazardous cleanup). The third service provided is generally of an emergency nature (plumbing) as we have a licensed plumber on staff. NBHA will make sure we have secured verbal quotes for each occurrence before obligating the vendor. Name of Contact Person: Tracy Blackwell Projected Completion Date: 09/30/2025

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1154947 2024-001
    Material Weakness Repeat
  • 1154948 2024-002
    Material Weakness Repeat
  • 1154949 2024-003
    Material Weakness Repeat
  • 1154951 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $9.99M
14.850 Public Housing Operating Fund $4.34M
14.872 Public Housing Capital Fund $1.12M
14.896 Family Self-Sufficiency Program $185,455
14.870 Resident Opportunity and Supportive Services - Service Coordinators $81,199