Finding 1154946 (2024-009)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
$1
Year
2024
Accepted
2025-09-24
Audit: 367258
Organization: Franklin County, Florida (FL)

AI Summary

  • Core Issue: The County overpaid a vendor by $25,170, charging this amount to federal funds without proper documentation.
  • Impacted Requirements: Costs must be necessary, reasonable, and adequately documented per federal regulations (2 CFR § 200.403).
  • Recommended Follow-Up: Seek reimbursement for the overpayment, adjust financial records accordingly, and ensure future payments are fully supported by invoices.

Finding Text

2024-009: Coronavirus State and Local Fiscal Recovery Funds (SLFRF) Information on Federal Program: United States Department of the Treasury. Federal Assistance Listing Number 21.027 – Coronavirus State and Local Fiscal Recovery Funds. Compliance Requirements: Allowable Costs/Cost Principles Criteria: Per 2 CFR § 200.403(g), costs must be adequately documented. Under 2 CFR § 200.403(a) and § 200.405(a), only costs that are necessary, reasonable, and allocable to the federal program may be charged. Condition: The County overpaid the vendor by $25,170. The full amount of the invoice, including the overpayment, was charged to the federal award. The overpayment was not identified during the normal processing and payment of the invoice. Cause: The overpayment was due to an oversight during invoice processing. Effect: Federal funds were used to pay an amount not allocable to the program, resulting in $25,170 of unallowable costs charged to the federal award. Questioned Costs: $25,170 in Coronavirus State and Local Fiscal Recovery Funds. Context: We randomly selected tested fifteen (15) expenditures charged to the SLFRF program in the amount of $1,241,980 from a population of $1,292,822 and found one (1) instance of noncompliance totaling $25,170. Recommendation: We recommend that the entity seek reimbursement for the $25,170 overpayment and make appropriate adjustments to the Schedule of Expenditures of Federal Awards (SEFA) and the accounting records, as needed. Management should ensure final payment amounts are fully supported by invoice documentation. Views of Responsible Officials and Planned Corrective Actions: We agree with the findings and recommendations. This was an isolated incident whereas the payment amount was mistakenly pulled from the wrong line on a contractor’s pay application. This overpayment was missed in the subject fiscal year as the program was still active. Once the overpayment was identified, the county sought reimbursement from the vendor for the overpayment and has since received the funds. The reimbursement will be included as program revenues in the next audit report. The County will reconcile contract values as each pay application is processed in lieu of awaiting program/project closeout in the future.

Corrective Action Plan

We agree with the findings and recommendations. This was an isolated incident whereas the payment amount was mistakenly pulled from the wrong line on a contractor’s pay application. This overpayment was missed in the subject fiscal year as the program was still active. Once the overpayment was identified, the county sought reimbursement from the vendor for the overpayment and has since received the funds. The reimbursement will be included as program revenues in the next audit report. The County will reconcile contract values as each pay application is processed in lieu of awaiting program/project closeout in the future.

Categories

Questioned Costs Allowable Costs / Cost Principles Reporting

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.29M
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $541,789
20.106 Airport Improvement Program, Covid-19 Airports Programs, and Infrastructure Investment and Jobs Act Programs $379,469
15.659 National Wildlife Refuge Fund $153,980
21.032 Local Assistance and Tribal Consistency Fund $131,920
93.563 Child Support Services $60,766
15.226 Payments in Lieu of Taxes $59,600
97.042 Emergency Management Performance Grants $53,922
21.015 Resources and Ecosystems Sustainability, Tourist Opportunities, and Revived Economies of the Gulf Coast States $52,349
16.575 Crime Victim Assistance $39,297
20.205 Highway Planning and Construction $35,206
15.605 Sport Fish Restoration $20,228
15.234 Secure Rural Schools and Community Self-Determination $14,992
16.738 Edward Byrne Memorial Justice Assistance Grant Program $13,495
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $2,775