Finding 11548 (2023-006)

Significant Deficiency Repeat Finding
Requirement
J
Questioned Costs
-
Year
2023
Accepted
2024-02-02

AI Summary

  • Core Issue: Tenant asset verification was not conducted during the certification process, leading to potential inaccuracies in subsidy calculations.
  • Impacted Requirements: This finding violates HUD Handbook 4350.3, which mandates asset verification for proper subsidy assessment.
  • Recommended Follow-Up: Management should improve certification procedures to include thorough verification of tenant assets to prevent future discrepancies.

Finding Text

Finding No. 2023-006: Verification of Tenant Assets (Significant Deficiency) Statement of condition Program Income During the year ended June 30, 2023, management did not perform a verification of tenant assets as part of tenant certification and recertification procedures. Criteria In accordance with HUD Handbook 4350.3, Occupancy Requirements of Subsidized Multifamily Housing Programs, HUD projects are required to verify tenant assets to ensure appropriate subsidy calculations. Cause The Organization's tenants are multi-handicapped blind low-income adults. The cash accounts held by the tenants are maintained by the Sponsor on behalf of the tenants and therefore other assets are not verified. Effect Subsidy receipts could be overstated. Recommendation Management should review and enhance its certification and annual recertification procedures to include a verification of tenant assets. Identification of repeat finding The finding is a repeat of Finding No. 2022-007. Auditor non-compliance code S - Internal control deficiencies Questioned costs None Finding resolution status In process

Corrective Action Plan

The Organization will enhance its procedures to ensure verification of tenant assets is performed during recertification.

Categories

HUD Housing Programs Significant Deficiency Internal Control / Segregation of Duties Program Income

Other Findings in this Audit

  • 11543 2023-001
    Material Weakness Repeat
  • 11544 2023-002
    Material Weakness Repeat
  • 11545 2023-003
    Material Weakness Repeat
  • 11546 2023-004
    Material Weakness Repeat
  • 11547 2023-005
    Significant Deficiency
  • 587985 2023-001
    Material Weakness Repeat
  • 587986 2023-002
    Material Weakness Repeat
  • 587987 2023-003
    Material Weakness Repeat
  • 587988 2023-004
    Material Weakness Repeat
  • 587989 2023-005
    Significant Deficiency
  • 587990 2023-006
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.218 Community Development Block Grants/entitlement Grants $810,220
14.157 Supportive Housing for the Elderly $208,224
14.195 Section 8 Housing Assistance Payments Program $87,161