Finding 1154122 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-09-23

AI Summary

  • Core Issue: The Housing Authority of Torrington did not file its reporting package and data collection form on time due to audit delays.
  • Impacted Requirements: This violates Sec. 200.512 of the Uniform Guidance, which mandates timely submission to the Federal Audit Clearinghouse.
  • Recommended Follow-Up: Management should establish procedures to ensure timely filing of all required documents to regain “Low Risk Auditee” status.

Finding Text

Finding #2024-001 Prior Year Reporting Package and Data Collection Form Not Filed Timely: Statement of Condition – The Housing Authority of the City of Torrington’s December 31, 2023 reporting package and data collection form was not filed with the Federal Audit Clearinghouse on time due to delays in completing the audit. Criteria – Sec. 200.512 of the Uniform Guidance requires the reporting package and data collection form to be submitted to the Federal Audit Clearinghouse the earlier of 30 days after the reports are received from the auditors or nine months after the end of the audit period, unless a longer period of time was agreed to in advance by the cognizant or oversight agency for audit. Cause of Condition – Late filing of the Authority’s Unaudited REAC submission and delays in obtaining audit documentation from the fee accountant caused significant delays in the audit process. Accordingly, the audit was not completed timely. Effect of Condition – The effect is that the Housing Authority would not be considered a “Low Risk Auditee” for at least the fiscal years ending December 31, 2024 and December 31, 2025. This designation will require the auditor to audit at least 40% of the Housing Authority’s programs as Major programs until such time that the Housing Authority may be considered a “Low Risk Auditee” again. Recommendation – We recommend that management implement procedures to ensure that the reporting package and data collection form is filed timely.

Corrective Action Plan

CORRECTIVE ACTION: Management is in agreement with the auditor’s recommendations and has already implemented procedures to correct the issue. The prior fee accountant that caused the late filing has been terminated and a new fee accountant has been hired. If there are questions regarding this corrective action plan, please contact Ms. Claudia Sweeney, Executive Director at (860) 482-3581.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1154121 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $1.59M
14.850 Public and Indian Housing $1.06M
14.872 Public Housing Capital Fund $616,363
14.879 Mainstream Vouchers $92,956
14.249 Section 8 Moderate Rehabilitation Single Room Occupancy $71,696