Finding 1153799 (2024-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-09-22
Audit: 366895
Organization: Maxton Housing Authority (NC)

AI Summary

  • Core Issue: There is a significant deficiency in internal controls over compliance with HUD requirements for tenant eligibility.
  • Impacted Requirements: The Authority failed to maintain complete and accurate tenant files, specifically lacking documentation for the Section 214 Declaration of Citizenship.
  • Recommended Follow-Up: The Agency should conduct monthly reviews of tenant recertifications to ensure compliance with eligibility and reporting standards.

Finding Text

Section III - Federal Award Findings and Questioned Costs Finding 2024-002 Significant Deficiency in internal control over Compliance Federal Agency: U. S. Department of Housing and Urban Development Federal program: Section 8 Project Based Cluster ALN: 14.182/14.195 Award Period: 1/1/24-12/31/24 Criteria: 24 CFR 982-516 requires internal controls to be in place to ensure compliance with HUD requirements, as well as complete and accurate tenant files. . Statement of Condition: During my testing, I noted the Authority did not follow their internal controls designed to ensure compliance with tenant Eligibility requirements. Questioned Cost: N/A Context: Testing of 25 tenant files identified an exception in 1 file as follows: • 1 file did not contain proper documentation of the Section 214 Declaration of Citizenship form. Cause: The Agency did not perform the recertification in accordance with their stated policies. . Effect: The Authority is not in compliance with requirements regarding eligibility and tenant recertifications, which could result in incorrect total tenant payments for rent. Identification of a repeat finding: No Recommendation: I recommend that the Agency continue to review recertifications on a monthly basis to ensure the files meet eligibility and reporting requirements. Views of responsible officials and planned corrective actions: Management agrees with this finding. We have reviewed the recertification procedure and will continue to review recertifications.

Corrective Action Plan

Maxton Housing Authority Corrective Action Plan for the year ended December 31, 2024 Section II - Financial Statement Findings Finding 2024-001 Name of Contact Person: Teresa Bethea, Executive Director Corrective Action: We will monitor budgeted expenditures and make budget amendments as necessary. Proposed Completion Date: Immediately Section III - Federal Award Findings and Questioned Costs Finding 2024-002 Name of Contact Person: Teresa Bethea, Executive Director Corrective Action: Management will review the recertification process and plan to monitor recertifications. Proposed Completion Date: Immediately

Categories

HUD Housing Programs Eligibility Reporting Significant Deficiency Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
14.195 Section 8 Housing Assistance Payments Program $553,606
10.415 Rural Rental Housing Loans $282,804