Finding 1153681 (2024-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-09-21
Audit: 366834
Organization: Ridgecrest at Richfield (VA)

AI Summary

  • Core Issue: Missing HUD Form 50059 for two tenant files limits verification of eligibility and rent calculations.
  • Impacted Requirements: Non-compliance with 24 CFR 5.801 and HUD Handbook 4350.3 regarding tenant documentation retention.
  • Recommended Follow-up: Implement controls to ensure all tenant documentation is retained properly, especially during property transitions.

Finding Text

Criteria: Per 24 CFR 5.801 and HUD Handbook 4350.3, all tenant certifications must be supported by a completed HUD Form 50059, this documentation is required to verify tenant eligibility, rent calculations, and subsidy amounts and must retained in tenant files for review and audit purposes. Condition: During our testing of lease eligibility, we noted that HUD form 50059 was not available for two of the tenant files selected for testing. The client was unable to provide the executed forms during our audit. Considered a finding. Cause: During the fiscal year 2024, the majority of the property was sold during the fiscal year 2024, and certain tenant records may not have been retained or transferred appropriately during the transition period. As a result, the required documentation could not be located. Effect: The absence of HUD Form 50059 limits our ability to verify tenant eligibility and the accuracy of housing assistance payments. This may result in unallowable costs being charged to the program and noncompliance with HUD record retention requirements. Questioned Costs: None noted. Recommendation: We recommend that management implement controls and procedure to ensure that all required tenant documentation, including HUD Form 50059, is retained in accordance with HUD and program record retention requirements, especially during and after property transitions. In addition, management should evaluate current recordkeeping practices and establish controls to prevent similar occurrences in the future.

Corrective Action Plan

Action plan for two missing leases For FY25, only 2 months exist. During this time, leases were signed and placed in physical files in the business office on the property. The property closed on 12/1/2024 so the new owners do have the signed leases. proposed completion date: Immediately.

Categories

HUD Housing Programs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1153679 2024-001
    Material Weakness Repeat
  • 1153680 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.134 Section 207 Loan $2.06M
14.195 Section 8 Housing Assistance Payments $540,675