Finding 1153461 (2024-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
$1
Year
2024
Accepted
2025-09-19
Audit: 366719
Organization: Thomas University, Inc. (GA)

AI Summary

  • Core Issue: Two students received Federal Pell Grant funds exceeding the allowed amounts due to incorrect enrollment status.
  • Impacted Requirements: Compliance with eligibility criteria under 34 CFR 690.62(a) regarding Pell Grant disbursement schedules.
  • Recommended Follow-Up: Management should enhance controls to ensure accurate tracking of student enrollment status and adjust Pell Grant amounts accordingly.

Finding Text

Finding 2024-002: Information on Federal Program: United States Department of Education. Student Financial Assistance Cluster. Federal Assistance Listing Number 84.063 – Federal Pell Grant Program. Compliance Requirements: Eligibility Criteria: (34 CFR 690.62(a)) The amount of a student's Pell Grant for an academic year is based upon the payment and disbursement schedules published by the Secretary for each award year. Condition: For the year ended May 31, 2024, we reviewed general eligibility requirements for students who received Title IV program funds and noted two (2) instances where a student received Federal Pell Grant Program funds during the audit period in excess of the amount published by the Secretary. Cause: No cause could be determined. Effect: Students received more Federal Pell Grant program funds than allowed. Questioned Costs: $1,809 in 23-24 Federal Pell Grant program funds. Context: We tested forty (40) randomly selected student files totaling $75,687 Federal Pell Grant Program funds from a population of $2,323,602 Federal Pell Grant Program funds and found two (2) instances of noncompliance in the amount of $1,809. Student #E1 – The student received $2,658 in 23-24 Federal Pell Grant program funds. The student was eligible for $1,773 in 23-24 Federal Pell Grant program funds, resulting in an $885 overaward in 23-24 Federal Pell Grant program funds. For the Sprint 2024 semester the student was awarded based on a full-time status while only enrolled half-time. Student #E30 - The student received $7,395 in 23-24 Federal Pell Grant program funds. The student was eligible for $6,471 in 23-24 Federal Pell Grant program funds, resulting in a $924 overaward in 23-24 Federal Pell Grant program funds. For the Sprint 2024 semester the student was awarded based on a full-time status while only attending enough classes to be considered enrolled three-quarter time. Repeat Finding: Not a repeat finding. Recommendation: We recommend management review and revise controls over student eligibility to determine students had begun attendance in enough classes to maintain the enrollment status their Federal Pell Grant program funds were awarded on. Responsible Official’s Response and Corrective Action Planned: We agree with the finding and recommendations. Thomas University has upgraded its student information system from CAMS to Jenzabar. The Financial Aid module Jenzabar Financial Aid has been configured by the Director of Financial Aid with a group process to identify enrollment level changes. This process is programmed to adjust the student scheduled Pell to reflect the updated Pell amount based on the Pell table. This process will reduce the Pell amount if the hours adjust down even when the Pell has already disbursed. This process will also increase the Pell when the hours increase. This process is on a scheduler that runs daily. Planned Implementation Date of Corrective Action: This process was created and implemented 10/01/2024. Person Responsible for Corrective Action: Derek Haskins, Director of Financial Aid

Corrective Action Plan

Responsible Official’s Response and Corrective Action Planned: We agree with the finding and recommendations. Thomas University has upgraded its student information system from CAMS to Jenzabar. The Financial Aid module Jenzabar Financial Aid has been configured by the Director of Financial Aid with a group process to identify enrollment level changes. This process is programmed to adjust the student scheduled Pell to reflect the updated Pell amount based on the Pell table. This process will reduce the Pell amount if the hours adjust down even when the Pell has already disbursed. This process will also increase the Pell when the hours increase. This process is on a scheduler that runs daily. Planned Implementation Date of Corrective Action: This process was created and implemented 10/01/2024. Person Responsible for Corrective Action: Derek Haskins, Director of Financial Aid

Categories

Questioned Costs Student Financial Aid Eligibility

Other Findings in this Audit

  • 1153462 2024-003
    Material Weakness Repeat
  • 1153463 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $13.23M
84.044 Trio_talent Search $333,570
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $231,622
84.129 Rehabilitation Long-Term Training $147,187
93.732 Mental and Behavioral Health Education and Training Grants $112,732
84.033 Federal Work-Study Program $99,583
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $73,911
84.007 Federal Supplemental Educational Opportunity Grants $47,021
20.112 Aviation Maintenance Technical Workforce Grant Program $32,017
84.063 Federal Pell Grant Program $2,330