Finding 1153417 (2024-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-09-18

AI Summary

  • Core Issue: The Project failed to conduct required exclusion searches for employees in 2024, risking improper salary charges to federally-funded programs.
  • Impacted Requirements: Compliance with procurement, suspension, and debarment regulations under Executive Orders and 2 CFR part 180 was not met.
  • Recommended Follow-Up: Implement training for staff on exclusion screening policies and ensure proper documentation is maintained.

Finding Text

Item 2024-001 - Procurement, Suspension and Debarment - U.S. Department of Health and Human Services, Health Center Program Cluster (Assistance Listing Number 93.224/93.527) Notice of Award Number 6 H80CS00849-22-07, 6 H8NCS53876-01-01, 6 H8FCS40693-01-04 and 1 H8LCS51735-01- 00 - (Material Weakness) Criteria: Recipients and subrecipients are subject to the procurement, suspension and debarment regulations implementing Executive Orders 12549 and 12689, as well as 2 CFR part 180. The regulations in 2 CFR part 180 restrict making Federal awards, subawards, and contracts with certain parties that are debarred, suspended, or otherwise excluded from receiving or participating in Federal awards. The U.S. Department of Health and Human Services Grants Policy Statement indicates that charges made to HHS grants for the salary of individuals who have been debarred, suspended or declared ineligible or who have been voluntarily excluded from covered transactions are unallowable. Statement of condition: During our audit, we noted that there is no evidence that any exclusion search was conducted in 2024 for all sample employees tested. Cause: The Project's employee who was responsible for conducting exclusion searches was unable to consistently perform the procedures and the employee's supervisor was also unable to monitor the completion of the said task Effect: Failure in conducting exclusion searches raises the risk that salaries of employees who are suspended or debarred may be charged to federally-funded programs which is not allowed. Questioned costs: None Context: Although the Project did not have policies and procedures in place to conduct exclusion searches for employees whose salaries are charged to federally-funded program, none of the forty samples tested were found to be suspended or debarred. Identification as a repeat finding: This is not a repeat finding. Recommendation: We recommend that the Project train its employees in relation to their policies and procedures on conducting exclusion screening and on proper documentation thereof. Management response: Management agrees with the finding and will be conducting training for its personnel to help ensure the accuracy, completeness and timeliness of exclusion searches.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 1153415 2024-001
    Material Weakness Repeat
  • 1153416 2024-001
    Material Weakness Repeat
  • 1153418 2024-001
    Material Weakness Repeat
  • 1153419 2024-002
    Material Weakness Repeat
  • 1153420 2024-002
    Material Weakness Repeat
  • 1153421 2024-002
    Material Weakness Repeat
  • 1153422 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.224 Health Center Program (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $667,965
93.526 Grants for Capital Development in Health Centers $635,206
93.217 Family Planning Services $159,276
93.527 Grants for New and Expanded Services Under the Health Center Program $131,024
93.994 Maternal and Child Health Services Block Grant to the States $108,518
93.778 Medical Assistance Program $92,836
93.991 Preventive Health and Health Services Block Grant $79,888
93.912 Rural Health Care Services Outreach, Rural Health Network Development and Small Health Care Provider Quality Improvement $50,197
93.145 Hiv-Related Training and Technical Assistance $8,318
93.104 Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (sed) $4,885
93.767 Children's Health Insurance Program $3,016
93.247 Advanced Nursing Education Workforce Grant Program $2,500