Finding 1153297 (2024-001)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-09-17
Audit: 366512
Organization: Dunn Housing Authority (NC)

AI Summary

  • Core Issue: The Dunn Housing Authority failed to follow internal controls for tenant eligibility, leading to incomplete tenant files.
  • Impacted Requirements: Non-compliance with 24 CFR 982-516, which mandates accurate tenant documentation and signatures.
  • Recommended Follow-Up: Conduct monthly reviews of tenant recertifications to ensure all eligibility and reporting requirements are met.

Finding Text

Dunn Housing Authority Dunn, North Carolina Schedule of Findings and Questioned Costs For the Year Ended December 31, 2024 Section III – Federal Award Findings and Questioned Costs 2024-001 Federal Agency: U. S. Department of Housing and Urban Development Public and Indian Housing ALN: 14.850 Award Period: 1/1/24-12/31/24 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: 24 CFR 982-516 requires internal controls to be in place to ensure compliance with HUD requirements, as well as complete and accurate tenant files. Condition: During my testing, I noted the Authority did not follow their internal controls designed to ensure compliance with tenant Eligibility requirements. Questioned Cost: $0 Context: Testing of 25 tenant files identified an exception in the files as follows: • 1 tenant file contained an application that was not signed by the Head of Household. • 1 tenant files did not contain properly signed Form 214 certifying U.S. citizenship or proper immigration status for all household members as required. Cause: The Agency did not obtain the required documents upon intake. The Agency also did not obtain all required signatures on certain forms. Effect: The Authority is not in compliance with requirements regarding eligibility. Identification of a repeat finding: None Recommendation: I recommend that the Agency continue to review recertifications on a monthly basis to ensure the files meet eligibility and reporting requirements. Views of responsbile officials and planned corrective actions: Management agrees with this finding. We have reviewed the intake procedure and will continue to review recertifications.

Corrective Action Plan

Corrective Action Plan Section II - Financial Statement Findings None Reported Section III - Federal Award Findings and Questioned Costs Finding 2024-001 Name of Contact Person: Felicia Chester, Executive Director Corrective Action: We will implement proper internal control procedures for the Public and Indian Housing program elegibility requirements. Mangement has established a checklist for applications and will establish checklists for move-ins and move-outs. Proposed Completion Date: Immediately

Categories

Eligibility HUD Housing Programs Reporting Significant Deficiency Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $584,147
14.872 Public Housing Capital Fund $330,229