Finding 1152928 (2024-001)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2024
Accepted
2025-09-15

AI Summary

  • Core Issue: Material misstatements in financial statements were identified, requiring adjustments for accurate presentation.
  • Impacted Requirements: Internal controls failed to detect misstatements related to complex investment transactions and unrecorded interfund activities.
  • Recommended Follow-Up: Management should adjust the general ledger by December 31, 2024, and monitor investments regularly to ensure accurate recording.

Finding Text

Condition Audit adjustments that were material to the financial statements were required in order for the financial statements to be fairly presented in accordance with accounting principles generally accepted in the United States of America. Criteria An indicator of a material weakness is when the auditor identifies a material misstatement in the financial statements that was not detected by the entity's internal control. Cause The complex and infrequent nature of certain investment transactions resulted in the failure to properly record all 2024 investment activity, including additional investment in annuities, as well as the changing value of annuity contracts. Misstatements also occurred due to unrecorded interfund activity between the General Fund and the Dirt, Gravel, and Low Volume Road Fund; unrecorded liability for unearned grant revenue; and improper recording of cash transactions in advance of disbursement. Effect The effect of the misstatements, had they not been corrected through audit adjustments, would have been a material misstatement of the financial statements. Recommendation We recommend that management adjust the general ledger for the proposed audit adjustments effective December 31, 2024. We also recommend that management actively monitor investments throughout the year, including requesting monthly or quarterly statements on life insurance contracts to ensure timely and accurate recording of investment transactions and balances. As complex or infrequent transactions arise, accounting personnel should seek guidance on proper accounting treatment. Management's Response Management will address the proposed audit adjustments effective December 31 , 2024. Accounting personnel will obtain guidance from the auditor on the proper reporting of infrequent and unusual transactions as they arise. Further, management will request statements on life insurance contracts in order to properly monitor and record activity and investment balances.

Corrective Action Plan

Management's Response Management will address the proposed audit adjustments effective December 31, 2024. Accounting personnel will obtain guidance from the auditor on the proper reporting of infrequent and unusual transactions as they arise. Further, management will request statements on life insurance contracts in order to properly monitor and record activity and investment balances.

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.04M
66.964 Chesapeake Bay Program Implementation, Regulatory/accountability and Monitoring Grants $212,911