Finding 1152926 (2024-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-09-14

AI Summary

  • Core Issue: GHURA's beginning equity balances for FY2024 do not match the audited ending balances from FY2023, indicating a lack of proper accounting.
  • Impacted Requirements: Compliance with special tests and provisions for rolling forward equity balances is not being met, leading to discrepancies in financial reporting.
  • Recommended Follow-Up: Enforce stronger monitoring controls and reconcile current and prior year balances to ensure accurate roll-forward of audited amounts.

Finding Text

Finding No.: 2024-003 Federal Agency: U.S. Department of Housing and Urban Development (HUD) AL Program: Housing Voucher Cluster Area: Special Tests and Provisions - Rolling Forward Equity Balances Questioned Costs: $0 Criteria: In accordance with applicable special tests and provisions for rolling forward equity balances, the Annual Contributions Contract (ACC) requires Public Housing Agencies (PHAs) to properly account for program activity by properly maintaining account balances, by supporting a proper roll-forward of equity with records and accounting transactions, and by correcting detected errors. Condition: Beginning balances of equity, including any adjustments by GHURA, per the FY2024 Trial Balance (TB) did not agree with the audited ending balances per the FY2023 Single Audit Report (SAR). We noted variances, as follows: Account ALN Per 2024 TB Per 2023 SAR Over- (Under-)Recorded Variance Housing Assistance Payments Equity (Deficit) 14.EHV $ 233,457 $ - $ (233,457) Administrative Fee Equity (Deficit) 14.HCC $ (229,709) $ (603,753) $ (374,044) Administrative Fee Equity (Deficit) 14.871 $ 6,874,931 $ (13,329,305) $ 20,204,236 Housing Assistance Payments Equity (Deficit) 14.871 $ (3,250,625) $ 6,729,955 $ (9,980,580) Administrative Fee Equity (Deficit) 14.879 $ - $ (35,651) $ (35,651) Housing Assistance Payments Equity (Deficit) 14.879 $ 154,055 $ (35,651) $ (189,706) Cause: GHURA did not effectively enforce monitoring controls over compliance with special tests and provisions requirements for rolling forward equity balances. Effect: GHURA is not in compliance with applicable special tests and provisions requirements for rolling forward equity balances. No questioned cost is reported as we are unable to quantify the extent of noncompliance. Identification as a Repeat Finding: 2023-004 Finding No.: 2024-003, continued Federal Agency: U.S. Department of Housing and Urban Development (HUD) AL Program: Housing Voucher Cluster Area: Special Tests and Provisions - Rolling Forward Equity Balances Questioned Costs: $0 Recommendation: Responsible personnel should enforce monitoring controls over compliance with applicable special tests and provisions requirements for rolling forward equity balances. Responsible personnel should reconcile the current year beginning balances with the prior year ending balances and should record adjustments, as necessary, to properly roll forward audited amounts. Views of Responsible Officials: Refer to GHURA’s corrective action plan.

Corrective Action Plan

Finding #2024-003 Housing Voucher Cluster Special tests and Provisions – Rolling Forward Equity Balances Views of Responsible Officials and Planned Corrective Action The Authority’s accounting team has been coordinating closely with HUD-Honolulu to resolve the submission of our unaudited and audited Fiscal Year (FY) 2020 and 2021 financial data, as required by June 6, 2024. Provided is a breakdown of the Authority’s progress: 1. FY 2020 unaudited submission was sent to HUD on May 18, 2024, and has since been approved. 2. FY 2021 unaudited submission is completed and has been inputted into FASS-PH. 3. FY 2020 and 2021 audited submissions require certification from an Independent Public Auditor (IPA). The Authority is currently in the process of procuring an IPA for this purpose, and the Request for Quotation (RFQ) is ongoing. 4. FY 2022 audited submission was unfortunately rejected by our current IPA on May 23, 2024. The Authority and the auditing firm are actively working together to address this and to ensure the reporting requirements are met. 5. FY 2023 unaudited submission has been approved by HUD. 6. FY 2023 audited submission is completed and inputted into FASS-PH. The Authority and the current IPA are working together to submit the report to HUD. 7. FY 2024 unaudited submission has been approved by HUD. 8. FY 2024 audited submission will be inputted and completed once the audit is completed. Once the above is addressed and completed, rolliong forward equity balances will be pre-populated in the PASS-PH and will align with the Authority’s General Ledger accounts. The Authority is committed to fulfilling all reporting requirements accurately and timely. The Authority will continue to prioritize these submissions. Responsible Party: Frances Danieli, Controller Anticipated Date of Completion: Ongoing effort with the IPA and HUD

Categories

HUD Housing Programs Subrecipient Monitoring Special Tests & Provisions

Other Findings in this Audit

  • 1152919 2024-001
    Material Weakness Repeat
  • 1152920 2024-001
    Material Weakness Repeat
  • 1152921 2024-002
    Material Weakness Repeat
  • 1152922 2024-002
    Material Weakness Repeat
  • 1152923 2024-002
    Material Weakness Repeat
  • 1152924 2024-003
    Material Weakness Repeat
  • 1152925 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $49.10M
14.248 Community Development Block Grants Section 108 Loan Guarantees $12.03M
14.850 Public Housing Operating Fund $6.92M
14.239 Home Investment Partnerships Program $4.88M
14.872 Public Housing Capital Fund $2.12M
14.225 Community Development Block Grants/special Purpose Grants/insular Areas $2.02M
14.U01 Emergency Housing Voucher $1.73M
14.267 Continuum of Care Program $1.01M
14.157 Supportive Housing for the Elderly $949,552
21.023 Emergency Rental Assistance Program $659,000
14.879 Mainstream Vouchers $531,730
14.231 Emergency Solutions Grant Program $284,124
14.896 Family Self-Sufficiency Program $160,366
14.870 Resident Opportunity and Supportive Services - Service Coordinators $67,395
14.191 Multifamily Housing Service Coordinators $64,483
14.275 Housing Trust Fund $4,965