Finding 1152475 (2024-002)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-09-09
Audit: 365924

AI Summary

  • Core Issue: The Authority missed deadlines for submitting the unaudited FASSPHA, which is required by HUD regulations.
  • Impacted Requirements: This lapse affects compliance with federal regulations and could jeopardize future funding and the Authority's reputation.
  • Recommended Follow-Up: Focus on recruiting and training staff, create a contingency plan for personnel changes, and improve internal reporting processes.

Finding Text

HUD Required Reporting HUD regulations and federal requirements mandate timely submission of the Unaudited Financial Assessment Subsystem for Public Housing Agencies (FASSPHA). During the audit, it was noted that the Authority did not meet the prescribed deadlines for submitting the unaudited FASSPHA to federal agencies. This lapse was identified against a backdrop of the Authority traditionally maintaining a good track record with reporting. The recent delays mark a departure from their usual compliance practices and have occurred amidst organizational changes and challenges, including staff turnover and procedural adjustments within the finance department. The failure to meet reporting deadlines can be attributed to a combination of factors, including major staff turnover, which led to a loss of institutional knowledge and expertise critical for the preparation and submission of these reports. These challenges were compounded by inefficiencies in the Authority’s internal processes for report preparation and submission. "The failure to submit the report on time undermines the Authority’s compliance with federal regulations, potentially affecting its eligibility for future funding and leading to reputational damage. It may also delay financial and operational decisions by HUD that depend on the analysis of these reports. " It is recommended that the Authority: (1) Prioritize the recruitment and training of new staff to fill critical roles, ensuring they are well-versed in HUD reporting requirements; (2) Establish a contingency plan for maintaining continuity of operations in the event of key personnel turnover or unavailability; and (3) Revise and streamline internal reporting processes to improve efficiency and reliability in meeting HUD's reporting deadlines. See Corrective Action Plan.

Categories

HUD Housing Programs Eligibility Reporting

Other Findings in this Audit

  • 576033 2024-002
    Significant Deficiency
  • 576034 2024-002
    Significant Deficiency
  • 1152476 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $3.13M
14.238 Shelter Plus Care $131,333
14.879 Mainstream Vouchers $65,299