Finding 1151829 (2024-003)

-
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-09-02
Audit: 365413
Organization: City of El Monte (CA)

AI Summary

  • Core Issue: The City missed the deadline for submitting the Project and Expenditure Report for Q2 2024, resulting in a late submission.
  • Impacted Requirements: This delay violates the U.S. Department of Treasury's guidelines for timely reporting, risking non-compliance and potential penalties.
  • Recommended Follow-Up: Ensure strict adherence to reporting deadlines and improve access protocols for key personnel to prevent future delays.

Finding Text

Finding No. SA 2024-003 – Reporting Federal Assistance Listing Number: 21.027 Federal Program Title: Coronavirus State and Local Fiscal Recovery Funds Federal Agency: U.S. Department of Treasury Award Period: Fiscal year 2024 Criteria: Per OMB Compliance Supplement and Compliance and Reporting Guidelines issued by the U.S. Department of Treasury for Coronavirus State and Local Fiscal Recovery Funds, the Project and Expenditure Reports should be submitted on the last day of the month after the end of each quarter. Condition: The City was unable to meet the Project and Expenditure Report Timeline of the following report: Quarter Months Deadline Date Submitted Lag in Days 2024-2 April 1-June 30, 2024 7/31/2024 8/2/2024 2 Cause: With the transition of the Finance Director of the City, the Accounting Manager did not have reporting access and was working with Coronavirus State and Local Fiscal Recovery Funds (SFLFR) to grant access. Effect: Delayed/late and non-submission of the report is considered non-compliance with the program requirements and may result in fines and penalties as well as suspension or termination of the federal awards. Questioned Costs: None. Repeat finding: No. Recommendation: We recommend that the City strictly follow the deadline for reporting submission set forth by the U.S. Department of Treasury. Views of responsible officials and planned corrective actions: The Accounting Manager took over quarterly reporting responsibilities after the former Finance Director unexpectedly left the City. However, due to the abruptness, it took some time for the Accounting Manager to gain access to the agency portal, resulting in the Q2 2024 report being submitted past the deadline. Since gaining access to the reporting portal, all reports have been submitted in a timely manner.

Categories

Procurement, Suspension & Debarment Reporting

Other Findings in this Audit

  • 575385 2024-001
    Material Weakness
  • 575386 2024-002
    Material Weakness Repeat
  • 575387 2024-003
    -
  • 1151827 2024-001
    Material Weakness
  • 1151828 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $14.63M
14.218 Community Development Block Grants/entitlement Grants $7.25M
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $1.77M
16.922 Equitable Sharing Program $1.17M
21.027 Coronavirus State and Local Fiscal Recovery Funds $940,234
14.231 Emergency Solutions Grant Program $183,638
66.202 Congressionally Mandated Projects $179,326
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $160,893
21.016 Equitable Sharing $159,712
20.513 Enhanced Mobility of Seniors and Individuals with Disabilities $150,780
20.608 Minimum Penalties for Repeat Offenders for Driving While Intoxicated $130,929
20.600 State and Community Highway Safety $97,845
97.067 Homeland Security Grant Program $64,632
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $38,516
93.053 Nutrition Services Incentive Program $17,288