Finding 1151242 (2024-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-08-27

AI Summary

  • Core Issue: The School's procurement policy is outdated and has lower thresholds than federal standards, leading to a significant deficiency in internal controls.
  • Impacted Requirements: The School must align its bid process with federal procurement regulations to ensure compliance with 2 CFR Part 200.
  • Recommended Follow-Up: Update the procurement policy, obtain Board approval, train staff, and implement ongoing monitoring by September 30, 2025.

Finding Text

2024-001- Updated Procurement Policy Federal Agency: U.S. Department of Education Award Name: Charter Schools Program Year: 2024 Assistance Listing Number: 84.282 Compliance: Procurement and Suspension and Debarment Finding Type: Significant deficiency in internal control over compliance Criteria: Management is responsible for having a bid process for contracts entered into with federal funds. It was noted that the School does have a process, however, it is outdated and should be more in line with the federal procurement process. Condition and context: During procurement testing, it was noted that the policy had significantly lower thresholds for procuring contracts than the federal procurement policy. Cause of condition: The School received a large, one-time, federal grant in the prior year. Prior to this the School rarely received any large dollar federal grants. The School had previously never had a need to go through a bid process. Effect of condition: As a result of this condition, the School has a significantly lower threshold than federal standards requires. Although they were in compliance with federal regulations, the School did not follow their set policy for the bid process. Recommendation: It is recommended that the School update their procurement policy to match the federal policy. View of Responsible Officials and Planned Corrective Action: Spark Academy acknowledges that the existing procurement policy contains thresholds significantly lower than the federal procurement standards and has not been updated to reflect the level of federal funding currently received. To correct this issue, the following actions will be taken: 1. Procurement Policy Revision: The procurement policy will be fully revised to incorporate the current federal procurement standards as outlined in 2 CFR Part 200, including appropriate micropurchase, small purchase, and formal procurement thresholds. 2. Board Approval: The updated procurement policy will be presented to the Board of Trustees for review and formal approval. 3. Training and Implementation: Staff responsible for federal purchasing will receive training on the revised procurement policy to ensure full understanding and compliance. 4. Ongoing Monitoring: Management will conduct periodic internal reviews of procurement activities to verify adherence to the updated policy. Page 11 Planned Implementation Date of Corrective Action: September 30, 2025 Person Responsible for Corrective Action: Business Manager

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 574800 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.282 Charter Schools $731,669
84.425 Education Stabilization Fund $13,400
84.424 Student Support and Academic Enrichment Program $10,825