Finding 1149966 (2023-004)

-
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2025-08-14

AI Summary

  • Core Issue: The Organization failed to prepare meeting minutes, which are essential for tracking decisions and performance.
  • Impacted Requirements: This deficiency violates the monitoring criteria set in the CDBG-DR agreement, risking oversight of operational decisions.
  • Recommended Follow-Up: The Organization should resume preparing minutes for all official meetings to ensure transparency and compliance with performance monitoring standards.

Finding Text

Agency: U.S. Department of Housing and Urban Development (HUD) Federal Program: Community Development Block Grant – Disaster Recovery (CDBG-DR) Compliance Requirement: Monitoring Category: Deficiency (D) Criteria: Exhibit A to the Vacant Property Assessment Subrecipient Agreement – Scope of Work, Clause No. 4.2.10 indicates that the Organization must monitor and control team performance in accordance with established performance goals, regulatory compliance, and quality standards. Condition: The Organization did not prepare minutes for its meetings during the year under audit, and through the date the financial statements were available for issuance. Cause of Condition: The Organization discontinued the preparation of minutes prior to year under audit since it is not required by the Organization’s constitution. Effect of Condition: The risk of not following up on operational decisions to achieve performance goal increases. Management may overlook issues for which decisions have been already made. Questioned Costs: None Recommendation: The Organization should prepare minutes to document all its official meetings. Accurate minutes are crucial for documenting key discussions and course of actions, ensuring transparency, and providing a record for external reviews and legal matters. Management’s Response: The Organization documents decisions and the Board votes through corporate resolutions. Nevertheless, to better document the Board’s monitoring and control of team performance, the Organization intends to resume preparing minutes for Board meetings going forward. Meetings are to be held at least once every four months, according to the Organization’s internal regulations.

Categories

Subrecipient Monitoring HUD Housing Programs

Other Findings in this Audit

  • 573523 2023-003
    Significant Deficiency
  • 573524 2023-004
    -
  • 1149965 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $2.71M
66.306 Environmental Justice Collaborative Problem-Solving Cooperative Agreement Program $83,088
10.890 Rural Development Cooperative Agreement Program $33,920
10.446 Rural Community Development Initiative $21,482