Finding 1148968 (2023-008)

Material Weakness
Requirement
AB
Questioned Costs
$1
Year
2023
Accepted
2025-08-05

AI Summary

  • Core Issue: The organization failed to document expenditures for federal reimbursements, leading to material noncompliance.
  • Impacted Requirements: Compliance with 2 CFR Part 200, Subpart E, which mandates proper documentation for reimbursed expenses.
  • Recommended Follow-Up: Update policies and procedures to ensure proper tracking of all expenditures for federal programs.

Finding Text

2023‐008 Department of Treasury Federal Financial Assistance Listing/ALN 21.027 COVID‐19 Coronavirus State and Local Fiscal Recovery Funds Allowable Costs and Allowable Activities Material Noncompliance and Material Weakness in Internal Control over Compliance Criteria ‐ In accordance with 2 CFR Part 200, Subpart E requires that all expenses reimbursed under the Uniform Guidance be adequately documented. Condition ‐ We requested supporting schedules for all expenditures reimbursed under the federal program. For the expenditures reimbursed under the COVID-19 Fiscal Recovery program and the funding awarded for the Silver Linings building project. A listing of specific expenditures for these programs was not available for our testing procedures. Cause ‐ The Organization did not have proper procedures to ensure tracking of expenditure submitted for reimbursement. Effect ‐ The deficiency in internal controls resulted in material noncompliance to the Organization. Questioned Costs ‐ $239,614 Context/Sampling ‐ No sampling was performed as a listing of expenditures was not available for testing. Recommendation ‐ We recommend the Organization update its policies and procedures to allow for the proper tracking of all expenditures reimbursed under federal programs. Views of Responsible Officials ‐ Management is in agreement with the finding. Repeat Finding – This is a new finding.

Categories

Questioned Costs Allowable Costs / Cost Principles Cash Management Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 572520 2023-006
    Material Weakness
  • 572521 2023-006
    Material Weakness
  • 572522 2023-006
    Material Weakness
  • 572523 2023-007
    Significant Deficiency Repeat
  • 572524 2023-007
    Significant Deficiency Repeat
  • 572525 2023-007
    Significant Deficiency Repeat
  • 572526 2023-008
    Material Weakness
  • 572527 2023-008
    Material Weakness
  • 572528 2023-008
    Material Weakness
  • 572529 2023-009
    Material Weakness Repeat
  • 572530 2023-009
    Material Weakness Repeat
  • 572531 2023-009
    Material Weakness Repeat
  • 572532 2023-010
    Material Weakness Repeat
  • 572533 2023-010
    Material Weakness Repeat
  • 572534 2023-010
    Material Weakness Repeat
  • 572535 2023-011
    Material Weakness
  • 572536 2023-011
    Material Weakness
  • 572537 2023-011
    Material Weakness
  • 1148962 2023-006
    Material Weakness
  • 1148963 2023-006
    Material Weakness
  • 1148964 2023-006
    Material Weakness
  • 1148965 2023-007
    Significant Deficiency Repeat
  • 1148966 2023-007
    Significant Deficiency Repeat
  • 1148967 2023-007
    Significant Deficiency Repeat
  • 1148969 2023-008
    Material Weakness
  • 1148970 2023-008
    Material Weakness
  • 1148971 2023-009
    Material Weakness Repeat
  • 1148972 2023-009
    Material Weakness Repeat
  • 1148973 2023-009
    Material Weakness Repeat
  • 1148974 2023-010
    Material Weakness Repeat
  • 1148975 2023-010
    Material Weakness Repeat
  • 1148976 2023-010
    Material Weakness Repeat
  • 1148977 2023-011
    Material Weakness
  • 1148978 2023-011
    Material Weakness
  • 1148979 2023-011
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $150,000
14.267 Continuum of Care Program $147,558
97.024 Emergency Food and Shelter National Board Program $19,875
14.218 Community Development Block Grants/entitlement Grants $12,590
14.231 Emergency Solutions Grant Program $8,299