Finding 1148124 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-07-21
Audit: 362619
Organization: Town of East Hampton (NY)

AI Summary

  • Core Issue: The Town failed to submit its fiscal 2024 unaudited financial information to HUD on time due to unresolved past submission rejections.
  • Impacted Requirements: Compliance with HUD regulations (24 CFR 5.801) for timely electronic submissions of financial information is not being met.
  • Recommended Follow-Up: The Town should resolve past errors, submit overdue filings, and establish procedures to ensure timely future submissions to HUD.

Finding Text

2024-001 - Internal Control Over Compliance, and Compliance with Reporting U.S. Department of Housing and Urban Development Section 8 Housing Choice Vouchers - ALN 14.871 Criteria: Internal controls should be in place to ensure that the Town electronically submits unaudited and audited financial information to the U.S. Department of Housing and Urban Development (“HUD”) via the Real Estate Assessment Center (“REAC”) in accordance with HUD regulations (24 CFR 5.801 - Uniform Financial Reporting Standards). Condition: The Town did not electronically submit to HUD via REAC its fiscal 2024 unaudited financial information within 5 months after its fiscal year end. Cause: The Town's past REAC submission of unaudited financial information was rejected and remains unresolved. As a result, submissions of audited financial information and subsequent years' unaudited and audited financial information could not be done because of the unresolved rejection of the original unaudited financial information. Effect: Noncompliance could result in the Town being denied reimbursement of program expenditure, or other sanctions and penalties by HUD. Question Costs: None reported. Recommendation: The Town must resolve the errors and submit all past due filings. Procedures must then be implemented to ensure the unaudited and audited financial statements are electronically submitted to HUD via REAC on a timely basis going forward. Views of Responsible Officials of Auditee: The Town agrees with the finding and was working with an outside fee accountant to resolve past rejections and complete the outstanding prior years filings but past filings needed to be completed before the current years.

Categories

HUD Housing Programs Cash Management Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 571682 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $861,133
21.027 Coronavirus State and Local Fiscal Recovery Funds $676,028
14.218 Community Development Block Grants/entitlement Grants $199,300
93.053 Nutrition Services Incentive Program $149,203
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $38,842
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $14,093
15.226 Payments in Lieu of Taxes $4,994
11.473 Office for Coastal Management $4,291