Finding 1147358 (2023-003)

-
Requirement
LN
Questioned Costs
$1
Year
2023
Accepted
2025-07-10
Audit: 361880
Organization: YWCA New Hampshire (NH)

AI Summary

  • Core Issue: Required monthly narrative and beneficiary reports for the CDBG program were not submitted or cannot be located.
  • Impacted Requirements: Compliance with 2 CFR 200.328 and 2 CFR 200.329 is at risk due to inadequate reporting.
  • Recommended Follow-Up: Establish a dedicated file for all grant-related documentation to ensure accessibility and compliance in the future.

Finding Text

Criteria: The CDBG program required monthly narrative reports as well as monthly beneficiary reports to be submitted. Financial reporting is required under 2 CFR 200.328 and program reporting is required under 2 CFR 200.329. 30 Condition: The required reporting requirements are not deemed to have been met. The reports cannot be located, and therefore it can not be determined if the reports were submitted as required. Cause: The YWCA New Hampshire has had significant turnover in management and administration in recent years. Whether or not such reports were submitted, the information could not be located for purposes of testing. Effect or potential effect: Internal control over the financial activities of the grants is weakened. A specific requirement for the grant was potentially not completed, which could result in required repayment of the grant funds or prevention of future awards. Questioned costs: Questioned costs are not applicable to this finding. Context: The YWCA New Hampshire expended in excess of $750,000 in federal awards and assistance during the year ending June 30, 2023 requiring a compliance audit in accordance with the Uniform Guidance. The organization has not required a compliance audit in previous years and management was not aware of the various requirements of the Uniform Guidance. Recommendation: It is recommended that grant activity be maintained in a dedicated file for future references. We recommend that any documentation related to the grant, including the application, award, requests for reimbursement, quarterly and annual filings, closing report, etc. all be retained in a central location and accessible by management. Views of Responsible Officials: YWCA New Hampshire’s management concurs with this audit finding.

Categories

Questioned Costs Cash Management Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $252,827
14.218 Community Development Block Grants/entitlement Grants $173,991
93.493 Congressional Directives $94,240
14.267 Continuum of Care Program $60,543
16.736 Transitional Housing Assistance for Victims of Domestic Violence, Dating Violence, Stalking, Or Sexual Assault $36,334
16.017 Sexual Assault Services Formula Program $31,629
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $28,302
93.136 Injury Prevention and Control Research and State and Community Based Programs $15,310
21.027 Coronavirus State and Local Fiscal Recovery Funds $10,000
16.588 Violence Against Women Formula Grants $9,321