Finding 1143856 (2024-008)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-06-26
Audit: 360091
Organization: Tullahoma Housing Authority (TN)

AI Summary

  • Core Issue: The Authority failed to submit HUD Form 50075.1 for grant CFP 501-22 on time, violating HUD regulations.
  • Impacted Requirements: Timely updates and submissions of the Performance and Evaluation Report are essential for HUD to monitor capital fund usage.
  • Recommended Follow-Up: Implement stronger internal controls and provide staff training on reporting timelines and EPIC system requirements to ensure compliance.

Finding Text

2024-008 ALN 14.872 – Public Housing Capital Fund Program – Reporting Condition and Criteria: Per HUD regulations and the CFP Grant Agreement, PHAs are required to prepare and update Form HUD-50075.1 for each open CFP grant. Updates must be made as funds are obligated and expended, and the report must be submitted in EPIC timely to reflect the status of each open grant. This ensures that HUD has adequate visibility into the use and progress of capital funds. During our testing of compliance with the Capital Fund Program (CFP) reporting requirements, we noted that the Authority did not timely prepare or submit HUD Form 50075.1 (Performance and Evaluation Report) for grant number CFP 501-22 as required. The report was not submitted in accordance with HUD’s prescribed timeline, which requires ongoing updates and timely submissions in the EPIC system as funds are obligated and expended. Amount of Questioned Costs: None. Context: The HUD Form 50075.1 (Performance and Evaluation Report) for grant number CFP 501-22 was not prepared in a timely manner. Cause: The untimely submission appears to be the result of oversight and a lack of monitoring controls to ensure timely preparation and reporting in EPIC for all active CFP grants. This was the result of prior management's record keeping. Effect: Failure to timely prepare and submit the required HUD 50075.1 report limits HUD’s ability to assess grant progress and could potentially result in administrative action, including grant deobligation or delays in future funding. It also represents noncompliance with HUD reporting requirements. Auditor’s Recommendation: We recommend that the Authority implement stronger internal controls and monitoring procedures to ensure all required HUD reports, including Form 50075.1, are prepared and submitted timely. Staff should receive training on CFP reporting timelines and EPIC system requirements to ensure compliance moving forward. Grantee Response: Management acknowledges the finding and will follow the auditor’s recommendation.

Categories

HUD Housing Programs Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 567412 2024-005
    Material Weakness Repeat
  • 567413 2024-006
    Material Weakness Repeat
  • 567414 2024-008
    Significant Deficiency
  • 567415 2024-009
    Significant Deficiency
  • 567416 2024-010
    Significant Deficiency
  • 1143854 2024-005
    Material Weakness Repeat
  • 1143855 2024-006
    Material Weakness Repeat
  • 1143857 2024-009
    Significant Deficiency
  • 1143858 2024-010
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.850 Public Housing Operating Fund $1.76M
14.871 Section 8 Housing Choice Vouchers $576,473
14.872 Public Housing Capital Fund $460,850