Finding 1141788 (2023-001)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2025-06-18

AI Summary

  • Core Issue: The Organization lacks proper controls to independently verify that participants meet eligibility criteria for the Healthy Start Initiative.
  • Impacted Requirements: Federal program guidelines require accurate determination of participant eligibility, which is currently not being met.
  • Recommended Follow-Up: Implement a control for participant certification and conduct independent reviews of eligibility data, ensuring documentation of these processes.

Finding Text

Eligibility: Eligibility for Individuals Federal Program – Healthy Start Initiative Assistance Listing Number – 93.926 Material Weakness Criteria: The federal program specifies the criteria for determining the individuals or groups of individuals that can participate in the program. Condition/Context: Community Service Council of Greater Tulsa, Inc. (the Organization) did not have internal controls established for an independent review that the participants accepted into the program met the qualifying criteria. Eligibility may be determined by Organization employees or by certain health care facilities. Cause: The Organization did not perform an independent review of source data to verify participant eligibility. Effect: Lack of controls in place over acceptance of participants into the program increases the possibility that errors will be made when deciding who is eligible and the accuracy of data input into the system for tracking participants. Questioned Costs: Not applicable Identification as a repeat finding: Yes Recommendation: We recommend the Organization establish a control requiring participants to certify the accuracy of information. Additionally, the Organization should have an independent review of source data to verify participants are eligible and the accuracy of data entered into the system for tracking, and such review must be documented. Views of responsible officials and planned corrective actions: Management’s response is reported in “Corrective Action Plan” at the end of this report. The Healthy Start Program transitioned to another local non-profit October 31, 2023. The Council will no longer have direct control over their corrective action plan.

Categories

Eligibility Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 565346 2023-001
    Material Weakness Repeat
  • 565347 2023-002
    Significant Deficiency
  • 565348 2023-003
    Significant Deficiency
  • 565349 2023-004
    Significant Deficiency
  • 1141789 2023-002
    Significant Deficiency
  • 1141790 2023-003
    Significant Deficiency
  • 1141791 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
64.033 Va Supportive Services for Veteran Families Program $6.48M
93.926 Healthy Start Initiative $813,208
64.055 Staff Sergeant Parker Gordon Fox Suicide Prevention Grant Program $574,144
93.575 Child Care and Development Block Grant $435,836
10.558 Child and Adult Care Food Program $112,752
93.110 Maternal and Child Health Federal Consolidated Programs $32,295