Finding 1140565 (2024-001)

Significant Deficiency
Requirement
A
Questioned Costs
$1
Year
2024
Accepted
2025-06-06
Audit: 358229
Auditor: Hw&co

AI Summary

  • Core Issue: Inaccurate calculations of financial assistance payments were not identified by existing controls.
  • Impacted Requirements: The Organization must comply with the Emergency Rental Assistance Program guidelines set by the U.S. Treasury.
  • Recommended Follow-Up: Review and enhance procedures to ensure accurate calculations of eligible expenses before disbursement.

Finding Text

Condition: Controls in place did not identify an inaccurate calculation of financial assistance payments for a sample of households. Criteria: The Organization is required to comply with the requirements of the Emergency Rental Assistance (ERA) Program. The Organization is required to design and implement controls to ensure financial assistance payments meet the criteria set forth by the U.S. Treasury, including limiting the number of months of rental assistance payments eligible households are permitted to receive and ensuring only costs on or after March 13, 2020 are supported by the program. Cause: While the Organization had procedures in place to review the rental assistance calculations, management's review did not prevent inaccurate assistance payments. Effect: The Organization disbursed an amount that was not calculated in accordance with the U.S. Treasury guidance. Context: Out of a sample of 27 assistance case numbers selected for allowability testing, 2 samples were not properly calculated in accordance with the U.S. Treasury guidance. Furthermore, 5 other samples included mathematical errors. The inaccurate calculations caused overpayments and and 2 underpayments in rental assistance charged to the program. Questioned Costs: $38,237 Recommendation: We recommend the Organization review its procedures and controls to ensure calculations of eligible expenses are performed accurately. Views of Responsible Officials and Planned Corrective Actions: The Organization acknowledges the finding to review procedures around calculations of eligible expenses and management has met to implement corrective action effective April 2025. The Organization has implemented policies and procedures which include additional reviews and approvals of rental assistance calculations prior to disbursement, and an expansion of its internal audit process. See The Organization’s Corrective Action Plan for further details.

Categories

Questioned Costs

Other Findings in this Audit

  • 564123 2024-001
    Significant Deficiency
  • 564124 2024-002
    Significant Deficiency
  • 1140566 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $6.37M
21.023 Emergency Rental Assistance Program $5.99M
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $665,915
94.016 Americorps Seniors Senior Companion Program (scp) 94.016 $267,654
93.747 Elder Abuse Prevention Interventions Program $254,931
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $191,539
93.791 Money Follows the Person Rebalancing Demonstration $152,120
93.052 National Family Caregiver Support, Title Iii, Part E $148,584
93.048 Special Programs for the Aging, Title Iv, and Title Ii, Discretionary Projects $104,596
14.169 Housing Counseling Assistance Program $83,114
14.218 Community Development Block Grants/entitlement Grants $62,859
93.969 Pphf Geriatric Education Centers $50,935
93.788 Opioid Str $30,000
99.U19 Housing Stability Counseling Program $22,500
93.866 Aging Research $17,084
93.958 Block Grants for Community Mental Health Services $13,874
93.470 Alzheimer’s Disease Program Initiative (adpi) $9,054