Finding 1140021 (2024-002)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-06-02
Audit: 357845
Organization: City of La Habra (CA)

AI Summary

  • Core Issue: The City improperly used a noncompetitive procurement method, violating Uniform Guidance requirements.
  • Impacted Requirements: The City failed to adhere to the procurement methods outlined in 2 CFR 200.320, specifically regarding exceptions for engineering services.
  • Recommended Follow-Up: Implement controls and procedures to ensure all procurements with federal funds comply with Uniform Guidance.

Finding Text

Criteria or Specific Requirement: There are three types of procurement methods described in 2 CFR 200.320 that the City is required to follow under the Uniform Guidance: informal procurement methods (for micro-purchases and simplified acquisitions); formal procurement methods (through sealed bids or proposals); and noncompetitive procurement methods. Condition: There are specific circumstances under the Uniform Guidance in which the City may use a noncompetitive procurement method. During our testing, we noted the City's use of the noncompetitive procurement method was inappropriate. Questioned Costs: None. Context: For one out of five samples tested, the City did not properly follow the procurement methods described in CFR 200.320. The City's municipal code allows for exceptions to the bidding requirements of the City's purchasing policy for engineering services. However, it is not one of the circumstances under the Uniform Guidance in which noncompetitive procurement can be used. Cause: The department was not aware of the Uniform Guidance procurement requirements. Effect: The City is not in compliance with the procurement requirements of the Uniform Guidance. Recommendation: We recommend the City implement controls and procedures to ensure procurements with federal funds follow the Uniform Guidance requirements. View of Responsible Officials: There is no disagreement with the audit finding.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 563578 2024-001
    Significant Deficiency Repeat
  • 563579 2024-002
    Significant Deficiency
  • 563580 2024-003
    Significant Deficiency
  • 563581 2024-004
    Significant Deficiency
  • 1140020 2024-001
    Significant Deficiency Repeat
  • 1140022 2024-003
    Significant Deficiency
  • 1140023 2024-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
17.259 Wioa Youth Activities $2.08M
10.558 Child and Adult Care Food Program $1.09M
14.218 Community Development Block Grants/entitlement Grants $529,435
21.027 Coronavirus State and Local Fiscal Recovery Funds $500,000
93.596 Child Care and Development Block Grant $320,738
93.575 Child Care and Development Block Grant $217,193
21.016 Equitable Sharing $147,470
20.608 Minimum Penalties for Repeat Offenders for Driving While Intoxicated $48,689
93.499 Low Income Household Water Assistance Program $40,221
20.600 State and Community Highway Safety $39,836
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $28,058
97.042 Emergency Management Performance Grants $10,530
16.607 Bulletproof Vest Partnership Program $848
16.922 Equitable Sharing Program $6