Finding 1138039 (2024-005)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-05-27
Audit: 357218
Auditor: Lb Carlson

AI Summary

  • Core Issue: The Academy lacks effective internal controls to ensure compliance with federal reimbursement submission deadlines for Title I grants.
  • Impacted Requirements: Noncompliance with 2 CFR § 200.328 may result in delayed or missed reimbursements from the Minnesota Department of Education.
  • Recommended Follow-Up: The Academy should enhance its internal controls by documenting submission policies and ensuring timely submission of reimbursement requests.

Finding Text

SIGNIFICANT DEFICIENCY IN INTERNAL CONTROL OVER COMPLIANCE – PASSED THROUGH MINNESOTA DEPARTMENT OF EDUCATION - TITLE i GRANTS TO LOCAL EDUCATION AGENCIES FUNDS (FEDERAL ALN 84.010) 2024-005 Internal Control Over Compliance With Federal Reimbursement Submission Deadline Requirements Criteria – 2 CFR § 200.328 requires the Academy to establish and maintain effective internal control over compliance with requirements applicable to federal program reporting, including reimbursement submission requirements applicable to Title I grants. Condition – During our audit, we noted the Academy did not have sufficient controls in place within its Title I federal program to ensure compliance with federal reporting requirements. Questioned Costs – Not applicable. Context – During our testing, we noted for one request for reimbursement, the Academy did not submit the requrest to the MDE by the required deadline. This was not a statistically valid sample. Repeat Finding – This is a current year finding. Cause – This was an oversight by academy personnel. Effect – Noncompliance with reimbursement submission deadline requirements may lead to the Academy not receiving reimbursement in a timely manner or at all. Recommendation – We recommend that the Academy review its internal control procedures relating to reimbursement submission for the Title I program. Internal controls over compliance for this area should include documentation of submission policies and the Uniform Guidance requirements related to submission deadlines. These controls should also include steps to ensure any expenditure with which the Academy expects reimbursement to be submitted in a timely manner. View of Responsible Official and Planned Corrective Actions – The Academy agrees with the finding. The Academy will review and update its policies and procedures relating to reimbursement submission for its federal programs to ensure compliance with the Uniform Guidance in the future. The Academy has separately issued a Corrective Action Plan related to this finding.

Categories

Internal Control / Segregation of Duties Cash Management Reporting Significant Deficiency

Other Findings in this Audit

  • 561593 2024-003
    Significant Deficiency Repeat
  • 561594 2024-003
    Significant Deficiency Repeat
  • 561595 2024-004
    Significant Deficiency
  • 561596 2024-004
    Significant Deficiency
  • 561597 2024-005
    Significant Deficiency
  • 561598 2024-006
    Significant Deficiency Repeat
  • 561599 2024-007
    - Repeat
  • 561600 2024-007
    - Repeat
  • 561601 2024-007
    - Repeat
  • 561602 2024-007
    - Repeat
  • 561603 2024-007
    - Repeat
  • 561604 2024-007
    - Repeat
  • 561605 2024-007
    - Repeat
  • 561606 2024-007
    - Repeat
  • 1138035 2024-003
    Significant Deficiency Repeat
  • 1138036 2024-003
    Significant Deficiency Repeat
  • 1138037 2024-004
    Significant Deficiency
  • 1138038 2024-004
    Significant Deficiency
  • 1138040 2024-006
    Significant Deficiency Repeat
  • 1138041 2024-007
    - Repeat
  • 1138042 2024-007
    - Repeat
  • 1138043 2024-007
    - Repeat
  • 1138044 2024-007
    - Repeat
  • 1138045 2024-007
    - Repeat
  • 1138046 2024-007
    - Repeat
  • 1138047 2024-007
    - Repeat
  • 1138048 2024-007
    - Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $337,909
84.010 Title I Grants to Local Educational Agencies $175,704
10.553 School Breakfast Program $137,155
84.027 Special Education Grants to States $117,607
84.425 Education Stabilization Fund $89,876
84.365 English Language Acquisition State Grants $37,002
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $23,593
84.424 Student Support and Academic Enrichment Program $15,701