Finding 1137668 (2024-002)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-05-21

AI Summary

  • Core Issue: SAWC failed to submit required FFATA reports for a subaward over $30,000 in fiscal year 2024.
  • Impacted Requirements: Compliance with 2 CFR 170, Appendix A, which mandates timely FFATA reporting.
  • Recommended Follow-Up: Implement internal controls effectively to ensure future compliance with FFATA reporting requirements.

Finding Text

2024-002 Significant Deficiency in Internal Controls over Compliance and Compliance, Other Matter – Reporting (FFATA) Agency: U.S. Department of the Interior Program(s) and Federal Award Listing Number(s): Partners for Fish and Wildlife ALN: 15.631 FAIN: FA22AC02756, FA23AC02476 New or Repeat: New Criteria: 2 CFR 170, Appendix A requires a Federal Financial Assistance Transparency Act (FFATA) report for each subaward that equals or exceeds $30,000 no later than the end of the month following the month in which the obligation was made. Condition: SAWC did not perform FFATA reporting as required in fiscal year 2024. Cause: Internal controls were designed, but not sufficiently implemented to ensure that FFATA reporting was performed as required. Effect: Not meeting the FFATA requirements increases the likelihood that the public will not have access to transparent and accurate information regarding subawards and expenditures of federal awards. Context: In fiscal year 2024, SAWC provided one first-tier subaward in excess of $30,000 to a subrecipient. Required FFATA reporting was not performed for this subaward. Questioned costs: There are no questioned costs associated with this finding. Recommendation: We recommend SAWC implement controls as designed to ensure timely and accurate submission of FFATA reports in accordance with federal regulations. View of responsible officials: Management concurs with this finding, see corrective action plan.

Categories

Subrecipient Monitoring Reporting Significant Deficiency

Other Findings in this Audit

  • 561225 2024-001
    Significant Deficiency
  • 561226 2024-002
    Significant Deficiency
  • 561227 2024-001
    Significant Deficiency
  • 561228 2024-002
    Significant Deficiency
  • 1137667 2024-001
    Significant Deficiency
  • 1137669 2024-001
    Significant Deficiency
  • 1137670 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
15.631 Partners for Fish and Wildlife $301,679
15.685 National Fish Passage $124,190
10.902 Soil and Water Conservation $59,614
66.605 Performance Partnership Grants $22,575
11.438 Pacific Coast Salmon Recovery Pacific Salmon Treaty Program $16,352
15.630 Coastal $16,023
11.463 Habitat Conservation $11,681
10.680 Forest Health Protection $6,038
10.665 Schools and Roads - Grants to States $5,164
10.683 National Fish and Wildlife Foundation $85
10.675 Urban and Community Forestry Program $-234