Finding 1131402 (2024-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-04-14
Audit: 353566
Organization: Iliff School of Theology (CO)

AI Summary

  • Core Issue: The School lacks a documented Direct Loan quality assurance program, leading to material noncompliance with federal regulations.
  • Impacted Requirements: This finding violates 34 CFR 685.300(b)(9) and related quality assurance guidelines, and it is a repeat issue from previous audits.
  • Recommended Follow-Up: The School should establish and maintain a documented quality assurance program in collaboration with its third-party processor to ensure compliance.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name - 84.268; U.S. Department of Education; Student Financial Assistance Cluster; Federal Direct Student Loan Program Federal Award Identification Number and Year - June 1, 2023 to May 31, 2024 Pass through Entity - N/A Finding Type - Material weakness and material noncompliance with laws and regulations Repeat Finding - Yes 2021-011, 2022-007, 2023-007 Criteria - In accordance with 34 CFR 685.300(b)(9) and electronic announcement November 13, 2013, Direct Loan Quality Assurance Requirement Reminder, institutions of higher education are requested to document a Direct Loan quality assurance program. Condition - The School does not have a documented Direct Loan quality assurance program. Questioned Costs - None If Questioned Costs are not Determinable, Description of Why Known Questioned Costs were Undetermined or Otherwise could not be Reported - Finding relates to a policy not in place, which would not impact award amounts. Identification of How Questioned Costs Were Computed - N/A Context - During our testing, management stated that the School does not have a documented Direct Loan quality assurance program. Cause and Effect - The School does not have a process in place to ensure that its Direct Loan quality assurance efforts are documented in accordance with federal regulations. The lack of a documented Direct Loan quality assurance program for the School results in noncompliance with federal regulations. Recommendation - We recommend the School establish the required Direct Loan quality assurance program and that contemporaneous evidence of consistent adherence to such a program be maintained. Views of Responsible Officials and Planned Corrective Actions - There is no disagreement with the audit finding. The Iliff School of Theology has contracted with a professional, third party processing company to administer its student assistance programs. The School will coordinate with this third party processor to ensure that there is a documented quality assurance program that is regularly exercised for compliance purposes. All documentation will be maintained.

Categories

Student Financial Aid Material Weakness Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 554956 2024-002
    Material Weakness Repeat
  • 554957 2024-003
    Material Weakness Repeat
  • 554958 2024-003
    Material Weakness Repeat
  • 554959 2024-003
    Material Weakness Repeat
  • 554960 2024-004
    Material Weakness Repeat
  • 1131398 2024-002
    Material Weakness Repeat
  • 1131399 2024-003
    Material Weakness Repeat
  • 1131400 2024-003
    Material Weakness Repeat
  • 1131401 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $969,744
84.038 Federal Perkins Loan Program_federal Capital Contributions $160,673
84.033 Federal Work-Study Program $29,374