Finding 1131153 (2024-004)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-04-10
Audit: 353332
Organization: City of Sebastian (FL)
Auditor: 721396621

AI Summary

  • Core Issue: Two vendors were not screened for suspension and debarment before being awarded contracts, violating federal requirements.
  • Impacted Requirements: Compliance with 2 CFR 200.303, which mandates effective internal controls and vendor checks against federal exclusion lists.
  • Recommended Follow-Up: Establish a formal process for vendor screening to ensure compliance and mitigate risks associated with non-compliant vendors.

Finding Text

Program title: COVID-19 Coronavirus State and Local Fiscal Recover Funds Assistance Listing Numbers: 21.027 Federal Award ID Number: SLFRP0894, 23PLN17 Name of Federal Agency: United States Department of Treasury - Award 23PLN17 Passed through the Florida Department of Environmental Protection; Funding: 2024 Criteria: 2 CFR 200.303 requires non-federal entities to establish and maintain effective internal controls. Vendors should be checked for suspension and debarment prior to services being performed. Condition: During the audit, it was determined that 2 of the 2 vendors selected for projects were not screened against the federal suspension and debarment list prior to award. The vendor was not verified against the System for Award Management (SAM) or other relevant databases to ensure they were not excluded from doing business with the government, as required by federal regulations. Cause: The City was in the process of hiring a new procurement manager and relied on piggybacking on county contracts when selecting vendors. Effect: The failure to check the vendor against suspension and debarment lists exposes the City to the risk of engaging with vendors who may be ineligible to perform work under federally funded programs. This non-compliance could lead to potential financial penalties, legal consequences, and reputational damage, as well as the risk of working with unqualified or non-compliant vendors. Questioned Costs: None Perspective: One hundred percent of the population (2 vendors) was selected for testing. Both vendors were not checked for suspension and debarment. Recommendation: Management should implement a formalized process for checking all vendors prior to work being started on the project. Management’s Response: In January 2024 a Procurement Manager was hired. Procedures were added to ensure that the City will be in compliance with the 2 CFR 200.303 in the future.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 554710 2024-003
    Material Weakness
  • 554711 2024-004
    Significant Deficiency
  • 554712 2024-003
    Material Weakness
  • 554713 2024-004
    Significant Deficiency
  • 554714 2024-003
    Material Weakness
  • 554715 2024-003
    Material Weakness
  • 1131152 2024-003
    Material Weakness
  • 1131154 2024-003
    Material Weakness
  • 1131155 2024-004
    Significant Deficiency
  • 1131156 2024-003
    Material Weakness
  • 1131157 2024-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.218 Community Development Block Grants/entitlement Grants $179,960
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $93,939
16.738 Edward Byrne Memorial Justice Assistance Grant Program $11,595
20.106 Airport Improvement Program, Infrastructure Investment and Jobs Act Programs, and Covid-19 Airports Programs $7,570
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $5,688
16.607 Bulletproof Vest Partnership Program $4,408