Finding 1130978 (2024-004)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-04-10
Audit: 353256
Auditor: Rfh PLLC

AI Summary

  • Core Issue: The District did not record federal grant income or expenses for the Water and Waste Disposal Systems program.
  • Impacted Requirements: This failure violates internal control requirements for preparing complete financial statements as per generally accepted accounting standards and Uniform Guidance.
  • Recommended Follow-Up: Management should enhance procedures for identifying federal funds and consider hiring a consultant to assist with preparing the schedule of expenditure of federal awards.

Finding Text

Criteria: The District is required to have internal controls in place that enable it to prepare complete financial statements, including the schedule of expenditure of federal awards in accordance with generally accepted accounting standards and in accordance with the Uniform Guidance at 2 CFR 200.510(b). Condition: The District did not record federal grant income or expenses for the Water and Waste Disposal Systems for Rural Communities program. Cause: The District failed to have internal controls to properly record all federal grant activity and identify federal funds. Effect: The District did not record federal grant income or expenditures for the Water and Waste Disposal Systems for Rural Communities. The exclusion resulted in a material misstatement of contributed capital and construction in process. In addition, management engaged the auditor to prepare the schedule of expenditure of federal awards. Management reviewed, approved and accepted responsibility for the schedule of expenditure of federal awards prior to its issuance. Recommendation: We recommend that management review their procedures for identifying federal funds and review the costs and benefits involved to retain a consultant with the required expertise to prepare the schedule of expenditure of federal awards. Response: Management agrees with the finding and will review internal control procedures related to the recording of federal grant activity and cost to retain a consultant with the required expertise to prepare the schedule of expenditure of federal awards.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 554535 2024-003
    Significant Deficiency Repeat
  • 554536 2024-004
    Material Weakness
  • 1130977 2024-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
10.760 Water and Waste Disposal Systems for Rural Communities $760,883
21.027 Coronavirus State and Local Fiscal Recovery Funds $686,718