Finding 1130820 (2024-001)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-04-08
Audit: 353036
Organization: The Covering House (AZ)
Auditor: F E W CPAS

AI Summary

  • Core Issue: There is a significant deficiency in cash disbursement controls, with missing supporting documentation and approvals.
  • Impacted Requirements: Internal controls require evidence of approval and supporting invoices for all expenditures.
  • Recommended Follow-Up: Ensure all disbursements have invoices and are initialed by management for approval; new procedures are set for 2025.

Finding Text

Condition: We identified a significant deficiency related to the Organization’s controls over cash disbursements. Specifically, not all cash disbursements maintained the required supporting documentation and documented approval. Criteria: Proper internal control calls for every expenditure to show some evidence that it was approved prior to preparing the check and that invoices are present to support expenditures. Effect: The lack of these controls increases the risk of unauthorized or improper transactions, which could result in financial misstatements or misappropriation of assets. Recommendation: We recommend that the Organization obtain invoices or receipts for all disbursements and that all disbursements get initialed by a member of management to show evidence of approval. Response: The Organization is in agreement with the finding and has implemented new bill paying procedures that they will continue in 2025.

Categories

Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 554378 2024-001
    Significant Deficiency
  • 554379 2024-002
    Significant Deficiency
  • 1130821 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.20M