Finding 1130798 (2023-005)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2023
Accepted
2025-04-08
Audit: 352972
Organization: Exeter Township School District (PA)

AI Summary

  • Core Issue: The District lacked effective internal controls over Federal awards, leading to payments made without proper approval.
  • Impacted Requirements: Compliance with Uniform Guidance requires documented approval for all disbursements related to Federal grants.
  • Recommended Follow-Up: Implement and adhere to internal control procedures to ensure all disbursements have approved purchase orders or signed invoices.

Finding Text

Federal Program Education Stabilization Fund - Passed through the Pennsylvania Department of Education COVID-19 - Elementary and Secondary School Emergency Relief Fund (ARP ESSER) ALN 84.425U; Contract #223-21-0141; Grant Period 03/13/20 - 09/30/24 COVID-19 - ARP ESSER Learning Loss Set Aside ALN 84.425U; Contract #225-21-0141; Grant Period 03/13/20 - 09/30/24 Criteria In accordance with Uniform Guidance Post Federal Award Requirements, the District must establish, document, and maintain effective internal control over the Federal award that provides reasonable assurance that the recipient is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. Condition The District did not maintain effective internal controls over the Federal awards. Two invoices were coded to the grants that were paid without documented approval. Cause The District did not follow documented internal control procedures which require all disbursements to have an approved purchase order or invoice signed by an administrator. Effect By paying invoices coded to Federal grants without approval, the District is not verifying the allowability of invoices. This increases the risk that unallowable activities and costs can be charged to the Federal grants and go undetected. Questioned Costs None. Context The Education Stabilization Fund grant nonpayroll costs were made up of 23 invoices. We tested three individually significant and five sampled invoices. Of the five sampled invoices, we found that two invoices were paid without approval. However, no discrepancies were identified in the allowability of the invoices. Repeat Finding No. Recommendation We recommend the District follow documented internal control procedures requiring all disbursements have an approved purchase order or signed invoice. This will ensure that invoices coded to Federal grants are reviewed for allowability before they are applied to the grants. Management Response See corrective action plan included in this report package.

Categories

Procurement, Suspension & Debarment Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 554356 2023-005
    Significant Deficiency
  • 554357 2023-006
    Significant Deficiency
  • 554358 2023-007
    Significant Deficiency Repeat
  • 554359 2023-005
    Significant Deficiency
  • 554360 2023-006
    Significant Deficiency
  • 554361 2023-007
    Significant Deficiency Repeat
  • 554362 2023-007
    Significant Deficiency Repeat
  • 554363 2023-007
    Significant Deficiency Repeat
  • 554364 2023-007
    Significant Deficiency Repeat
  • 1130799 2023-006
    Significant Deficiency
  • 1130800 2023-007
    Significant Deficiency Repeat
  • 1130801 2023-005
    Significant Deficiency
  • 1130802 2023-006
    Significant Deficiency
  • 1130803 2023-007
    Significant Deficiency Repeat
  • 1130804 2023-007
    Significant Deficiency Repeat
  • 1130805 2023-007
    Significant Deficiency Repeat
  • 1130806 2023-007
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $981,058
84.027 Special Education Grants to States $757,195
84.010 Title I Grants to Local Educational Agencies $439,324
10.553 School Breakfast Program $215,100
32.009 Emergency Connectivity Fund Program $157,851
84.425 Education Stabilization Fund $101,628
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $86,046
84.424 Student Support and Academic Enrichment Program $29,660
93.778 Medical Assistance Program $9,894
84.173 Special Education Preschool Grants $9,520
84.365 English Language Acquisition State Grants $2,824
10.649 Pandemic Ebt Administrative Costs $628