Finding 11295 (2023-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2024-02-01

AI Summary

  • Core Issue: One out of twenty-five Child Care Subsidy applications was not reviewed and approved according to internal controls.
  • Impacted Requirements: Compliance with 2 CFR 200.303, which mandates effective internal controls for managing Federal awards.
  • Recommended Follow-Up: Management should enhance review procedures in fiscal year 2024 to ensure adherence to internal controls.

Finding Text

2023-001 - Eligibility Federal Agency: U.S. Department of Health and Human Services Federal Program: 93.596 and 93.575 Child Care Development Fund (CCDF) Cluster Condition: As part of our testing of Horizons for Homeless Children’s (the Organization) internal control over compliance for eligibility, we noted that the Organization did not follow their internal controls regarding review and approval of the Child Care Subsidy Application and Fee Agreement for one out of twenty-five applications reviewed. Criteria: 2 CFR 200.303 indicates that non-Federal entities receiving Federal awards must establish and maintain effective internal controls over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award. Cause: The Organization did not properly follow its internal controls. Effect: The Child Care Subsidy Application and Fee Agreement was not properly reviewed and approved. Context: One out of twenty-five applications sampled. Our sample was not a statistically valid sample. This was not a repeat finding from a prior period. Questioned Costs: None Recommendations: Management should ensure that the Organization’s internal controls in place are properly followed. Management Response: Management agrees with the finding and will implement additional review procedures during fiscal year 2024 to ensure the Child Care Subsidy Application and Fee Agreements are properly reviewed and approved.

Categories

Eligibility Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 11294 2023-001
    Significant Deficiency
  • 587736 2023-001
    Significant Deficiency
  • 587737 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.575 Child Care and Development Block Grant $1.83M
10.555 National School Lunch Program $244,007
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $144,664
10.558 Child and Adult Care Food Program $10,185