Finding 1120907 (2024-002)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-03-31

AI Summary

  • Core Issue: Bonus/incentive payments were not included in the payroll system, leading to potential tax compliance issues.
  • Impacted Requirements: Internal controls for payroll adjustments and approvals were inadequate, risking incorrect tax withholdings.
  • Recommended Follow-Up: Implement procedures for Board approval on payroll changes to ensure accurate tax submissions.

Finding Text

2024-002 ALN 14.850 – Public Housing Operating Fund – Allowable Costs – Bonus/Incentive Payments Condition and Criteria: Amounts reported as bonus/incentive disbursements were not included in the payroll system; therefore, they were not subjected to related federal, state, and local withholding taxes. Internal controls should be in place that require approvals for additions, deletions, and any periodic changes to payroll related amounts. Correct employee payroll information ensures that the proper amount of withholdings are submitted in accordance with IRS regulations. Amount of Questioned Costs: None Context: Amounts reported as bonus/incentive disbursements were not included in the payroll system; therefore, they were not subjected to related federal, state, and local withholding taxes. Cause: The Authority’s internal controls lacked proper oversight to ensure policies and procedures over employee bonuses/incentives and payroll withholding amounts and/or payroll adjustments were being followed. As a result, incorrect amounts could be submitted to taxing agencies. Effect or Potential Effect: Fines and/or penalties may be imposed by taxing agencies if inaccurate amounts are withheld and submitted. Auditor’s Recommendation: Procedures should be implemented requiring Board of Commissioners approval for changes made to employee wages and the related withholding amounts to ensure amounts remitted to taxing agencies are correct. Grantee Response: Management acknowledges the finding and will follow the auditor’s recommendation.

Categories

Internal Control / Segregation of Duties Allowable Costs / Cost Principles HUD Housing Programs

Other Findings in this Audit

  • 544464 2024-001
    Significant Deficiency
  • 544465 2024-002
    Significant Deficiency Repeat
  • 544466 2024-004
    Significant Deficiency
  • 544467 2024-005
    Significant Deficiency
  • 544468 2024-006
    Significant Deficiency
  • 1120906 2024-001
    Significant Deficiency
  • 1120908 2024-004
    Significant Deficiency
  • 1120909 2024-005
    Significant Deficiency
  • 1120910 2024-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.850 Public Housing Operating Fund $615,958
14.872 Public Housing Capital Fund $190,108