Finding 1120832 (2024-002)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2024
Accepted
2025-03-31

AI Summary

  • Core Issue: $1,838 in expenses were charged to the project that were not related to its operation, violating HUD guidelines.
  • Impacted Requirements: Expenses must be reasonable and necessary for project operations; prior HUD authorization is needed for any exceptions.
  • Recommended Follow-Up: Management should enhance internal controls and conduct quarterly reviews to ensure only project-related expenses are recorded.

Finding Text

Name of Federal Agency: Department of Housing and Urban Development Federal Program Name: Supportive Housing for Persons with Disabilities (Section 811) Assistance Listing Number: 14.181 Federal Award Identification Number and Year: N/A Name of Pass-through Entity (if applicable): N/A Criteria Expenses charged to the project should be for reasonable expenses necessary for the operation and maintenance of the project, unless prior authorization from HUD has been received. Condition During the year ended June 30, 2024, the project paid for expenses in the amount of $1,838 that were not related to the project. Cause Procedures were not being followed to ensure that charges to the project were limited to project operating costs. Effect The recording of $550 for a legal invoice and $1,288 for audit allocation of fees was not for reasonable expenses of the property and therefore considered to be questioned costs. Questioned Costs $1,838 Context Instances which were not part of a statistical sample. Identification as a Repeat Finding No. Recommendation Management should follow their internal controls and procedures to ensure only expenses of the project are recorded in the books and records. Auditor Noncompliance Code: G. Unauthorized loans from project assets Finding resolution status: Resolved View of responsible officials and planned corrective actions As of March 26, 2025, these amounts have been credited back to the company through the central disbursement accounting system. Management will implement reviews on a quarterly basis will be performed to ensure that only expenses related to the Corporation are included in expenses and will review indirect allocations to ensure only appropriate expenses approved in the HUD budget will be included in expenses.

Categories

Questioned Costs HUD Housing Programs Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 544389 2024-001
    Material Weakness
  • 544390 2024-002
    Material Weakness
  • 1120831 2024-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities $3.52M