Finding 1118412 (2024-001)

Significant Deficiency Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-03-31

AI Summary

  • Core Issue: There are significant deficiencies in internal controls related to tenant file eligibility for the Housing Voucher Cluster.
  • Impacted Requirements: Compliance with HUD requirements for timely, complete, and accurate tenant files is not being met, as outlined in the Authority’s Administrative Plan and 24 CFR 982.516.
  • Recommended Follow-Up: The Authority should review and improve their procedures and controls to ensure compliance, address the identified deficiencies, and assess the impact on all tenant files.

Finding Text

2024-001 Eligibility Housing Voucher Cluster Significant deficiency in internal control Other Matter to be Reported Under the Uniform Guidance Condition: Out of a population of approximately 1,700 for Housing Voucher Cluster, 41 tenant files were tested and 4 files had the following deficiencies: • Two files had incorrect payment standard; • One file had incorrect income calculation standard; and • One file was missing an EIV report for the annual recertification. Criteria: The Authority’s Administrative Plan and 24 CFR 982.516 requires internal controls to be in place to ensure proper procedures are being followed in compliance with HUD requirements regarding timely, complete, and accurate tenant files. Context: The auditor randomly selected 41 tenant files out of the population which we consider to be a statistically valid sample size. The auditor reviewed the tenant files and support to ensure that proper procedures are being followed and that the Authority is in compliance with HUD requirements regarding timely, complete, and accurate tenant files. Cause: The Authority does not have adequate systems and controls in place to ensure all of the eligibility requirements are being followed. Effect: The Authority is not in compliance with HUD requirements regarding eligibility which could result in the incorrect amount of rental assistance provided. Questioned Costs: Unknown Auditor Recommendations: The Authority should reevaluate their established procedures and controls in place to ensure full compliance in regards to eligibility and the timeliness of recertifications. The Authority needs to correct the deficiencies noted in the tested files and consider the impact to the rest of the population of tenant files that were not selected as part of the auditor’s sample. Management Response: See the Corrective Action Plan in this report

Categories

Eligibility HUD Housing Programs Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 541969 2024-002
    Significant Deficiency
  • 541970 2024-001
    Significant Deficiency Repeat
  • 1118411 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $22.80M
14.871 Section 8 Housing Choice Vouchers $21.82M
14.850 Public Housing Operating Fund $1.75M
14.872 Public Housing Capital Fund $1.45M
14.896 Family Self-Sufficiency Program $96,132