Finding 1117186 (2024-001)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-03-30

AI Summary

  • Core Issue: Weak internal controls over financial reporting may lead to undetected errors in financial statements.
  • Impacted Requirements: Compliance with U.S. GAAP for accurate financial reporting and full disclosure.
  • Recommended Follow-Up: Strengthen internal controls to improve the accuracy and reliability of financial statements.

Finding Text

Section II – Financial Statement Findings Finding 2024-001 – Controls over Financial Statement Preparation Criteria Management of the Organization is responsible for establishing and maintaining effective internal control over financial reporting, including the full disclosure combined financial statements, in accordance with U.S. generally accepted accounting principles (GAAP). The Organization is required to have proper internal controls in place, specifically in regards to review and approval of accounts. Condition We have assisted the Organization in the preparation of the annual full disclosure combined financial statements. Preparation of GAAP financial statements and note disclosures is a time-consuming activity and requires an individual to remain current with all new reporting pronouncements issued by the Financial Accounting Standards Board (FASB). Context We assisted the Organization’s staff in preparing adjustments to various account balances to present the financial position and activities of the Organization in the annual audited combined financial statements in accordance with GAAP. Journal entries were required for the following accounts: accounts payable and accrued liabilities, prepaid expenses, contributions receivable, revenues, and expenses. Effect Management may not be able to detect material errors and omissions in its internal financial reports. As a result, inaccurate financial data may be shared with outside users. Cause This finding was caused by weak internal controls over the financial reporting process. The Organization relies on the auditor for expertise in financial reporting. The Organization’s internal controls did not function properly to identify the errors and omissions described above. Recommendation We recommend that the Organization strengthen internal controls over financial reporting to ensure that the financial statements are in accordance with GAAP. Management Response Management concurs with this finding. See corrective action plan. Section III – Federal Award Findings and Questioned Costs There were no federal award findings or questioned costs noted for the fiscal year ended June 30, 2024.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 540744 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.667 Social Services Block Grant $394,894
14.218 Community Development Block Grants/entitlement Grants $130,340
17.270 Reentry Employment Opportunities $108,346
17.285 Registered Apprenticeship $82,887
21.027 Coronavirus State and Local Fiscal Recovery Funds $48,829
14.169 Housing Counseling Assistance Program $20,331