Finding 1114469 (2024-001)

Significant Deficiency Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-03-27

AI Summary

  • Core Issue: 30% of tenant files reviewed were noncompliant, lacking essential documentation like the EIV report and Declaration of Section 214 Status.
  • Impacted Requirements: Compliance with federal regulations and HUD guidelines for maintaining accurate Housing Choice Voucher tenant files.
  • Recommended Follow-Up: Conduct a comprehensive audit of tenant files and enhance monitoring processes to ensure adherence to documentation requirements.

Finding Text

Finding 2024-001 – Housing Choice Voucher Tenant Files – Eligibility – Noncompliance & Significant Deficiency – Housing Choice Voucher Program – ALN #14.871 Condition & Cause: We reviewed ten (10) tenant files from the Housing Choice Voucher (HCV) program and found three (3) files, or 30% of our sample, to be noncompliant. We noted two (2) files did not contain an Enterprise Income Verification (EIV) report that should have been pulled during reexamination, and one (1) file was missing a signed Declaration of Section 214 Status. We believe these instances of noncompliance may be linked to the ongoing staff turnover in recent years. During the audit period, the Agency had three different Executive Directors and three different HCV Specialists. Criteria: The Code of Federal Regulations, the Housing Authority Administrative Plan and specific HUD guidelines in documenting and maintaining Housing Choice Voucher tenant files. Effect: Failure to maintain a Declaration of Status 214 or to use the EIV system in its entirety can result in errors in subsidy calculation or eligibility determination, as well as compromise the program’s compliance with regulatory requirements. Recommendation: We recommend that the Agency conduct a thorough tenant file audit of existing tenants to determine whether there are any additional misstatements. The Agency should determine the best way to monitor compliance with local and federal regulations as it pertains to tenant documentation and adjust internal procedures immediately. Questioned Costs: None Repeat Finding: Yes Was sampling statistically valid? Yes

Categories

HUD Housing Programs Eligibility Significant Deficiency

Other Findings in this Audit

  • 538027 2024-001
    Significant Deficiency Repeat
  • 538028 2024-002
    Material Weakness Repeat
  • 538029 2024-003
    Material Weakness
  • 538030 2024-004
    Material Weakness
  • 1114470 2024-002
    Material Weakness Repeat
  • 1114471 2024-003
    Material Weakness
  • 1114472 2024-004
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $907,624
14.850 Public and Indian Housing $482,101
14.872 Public Housing Capital Fund $258,006
14.267 Continuum of Care Program $55,193
14.241 Housing Opportunities for Persons with Aids $26,411