Finding 1114079 (2024-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
$1
Year
2024
Accepted
2025-03-27
Audit: 348913
Organization: Pittsfield Housing Authority (RI)
Auditor: Cbiz CPAS PC

AI Summary

  • Core Issue: The Authority failed to follow its procurement policy, leading to noncompliance in competitive bidding for contracts.
  • Impacted Requirements: Contracts over $2,000 must solicit at least three quotes; the Authority did not meet this for 3 out of 4 sampled vendors.
  • Recommended Follow-Up: Enhance monitoring of contracts and regularly evaluate procurement practices for frequently used vendors to ensure compliance.

Finding Text

2024-002 –PROCUREMENT AND SUSPENSION AND DEBARMENT Material Weakness/Material Noncompliance U.S. Department of Housing and Urban Development CFDA #: 14.850 – Public and Indian Housing CRITERIA Any contract not exceeding $20,000 for construction or public improvements and $25,000 for goods or services may be made in accordance with the small purchase procedures. Contract requirements shall not be artificially divided so as to constitute a small purchase. For small purchases over $2,000, but not greater than $20,000 for construction or public improvements and $25,000 for goods or services no less than three offerors shall be solicited to submit price quotations. (Pittsfield Housing Authority Procurement Policy) CONDITION We examined a sample of 4 vendors used for goods and services during fiscal year 2024 and identified 3 instances where the Authority did not follow their procurement policy or did not retain sufficient supporting documentation. CAUSE The Authority’s internal control over procurement was not effective at identifying the need for competitive procurement. EFFECT The Authority has not ensured that it is receiving the most competitive prices or rates for services that have been procured, which may have resulted in unnecessary additional costs to the Authority. QUESTIONED COSTS Estimated questioned costs of $464,450 representing the total payments to 3 vendors. CONTEXT We selected a sample of 4 from a population of 35 vendors paid in excess of the micro-purchase threshold. This was not a statistically valid sample. REPEAT FINDING See finding 2023-004. RECOMMENDATION We recommend that the Authority improve its monitoring of contracts and periodically assess the procurement implications of cumulative payments to frequently used vendors. AUDITEE’S RESPONSE AND PLANNED CORRECTIVE ACTION See Corrective Action Plan.

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 537636 2024-001
    Material Weakness Repeat
  • 537637 2024-002
    Material Weakness Repeat
  • 1114078 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $5.98M
14.850 Public Housing Operating Fund $805,086
14.872 Public Housing Capital Fund $48,164
21.027 Coronavirus State and Local Fiscal Recovery Funds $20,800