Finding 1106393 (2024-001)

Significant Deficiency Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-03-25

AI Summary

  • Core Issue: Lack of documentation for verifying suspension and debarment of a selected contractor.
  • Impacted Requirements: Failure to follow 2 CFR regulations for vendors over $25,000 could lead to noncompliance.
  • Recommended Follow-Up: Ensure consistent implementation and documentation of suspension and debarment procedures for all federal contracts.

Finding Text

Condition: One contractor was selected for testing procurement, suspension, and debarment. Our test work indicated that there was no documentation for the verification of suspension and debarment for the contractor selected for testing. Criteria: Suspension and debarment regulations under 2 CFR should be followed. Cause: Procedures were not consistently implemented to verify if vendors contracted with the Foundation related to the federal program in excess of $25,000 are not suspended, debarred or otherwise excluded from doing business. Effect: Noncompliance with the federal award program’s suspension and debarment compliance requirements could occur and not be detected and corrected timely. Recommendation: We noted that management implemented procedures to address suspension and debarment toward the end of the fiscal year. We recommend that the Foundation ensure the established procedures are consistently followed and documented for all contracts entered into using federal awards. Views of Responsible Officials and Planned Corrective Actions: The Foundation has consistently maintained procedures to verify whether an organization is suspended or debarred and the enhanced process of documenting these procedures as recommended during the prior year audit was implemented by the Foundation during 2024.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 529951 2024-001
    Significant Deficiency Repeat
  • 529952 2024-002
    Significant Deficiency Repeat
  • 529953 2024-003
    Significant Deficiency Repeat
  • 1106394 2024-002
    Significant Deficiency Repeat
  • 1106395 2024-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.850 Improving Epilepsy Programs, Services, and Outcomes Through National Partnerships $3.16M