Finding 1105675 (2024-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-03-21
Audit: 347253
Auditor: Ata PLLC

AI Summary

  • Issue: Bank reconciliations were not completed on time, leading to a significant deficiency and noncompliance.
  • Requirements Impacted: Failure to follow 2 CFR section 200.303, which mandates effective internal controls over Federal awards.
  • Recommended Follow-Up: Management should create clear procedures to ensure timely preparation and review of bank reconciliations as per internal control policies.

Finding Text

Bank reconciliation statements were not closed timely (significant deficiency and noncompliance) Condition: During the testing, it was noted that bank reconciliations were not prepared timely and in one instance, a second review of the reconciliation was not performed as required per the internal control policy. Criteria: 2 CFR section 200.303 states that management must establish, document, and maintain effective internal control over the Federal award that provides reasonable assurance that the subrecipient is managing the Federal award in compliance with Federa statutes, regulations, and the terms and conditions of the Federal award. Cause: For the year ended June 30,2024, auditor noted for two of the operating bank accounts reconciliation statements were prepared and reviewed in the month of August 2024 and one instance where a second review of the reconciliation was not performed as required per the internal control policy. Effect: Management has not maintained effective internal control over the Federal Awards by not following the internal control policy established and documented by the organization. Recommendation: We recommend that management develope specific procedures to ensure that the bank reconciliation statements are prepared and reviewed timely in accordance with the established internal control policy. Response: Management will implement additional controls to ensure that bank reconciliations are prepared timely and that a second review is performed as required per the current internal control policy.

Categories

Subrecipient Monitoring Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 529233 2024-001
    Significant Deficiency
  • 529234 2024-002
    Significant Deficiency
  • 529235 2024-001
    Significant Deficiency
  • 529236 2024-002
    Significant Deficiency
  • 1105676 2024-002
    Significant Deficiency
  • 1105677 2024-001
    Significant Deficiency
  • 1105678 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.958 Block Grants for Community Mental Health Services $1.34M
93.558 Temporary Assistance for Needy Families $945,865
14.267 Continuum of Care Program $104,604
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $54,262