Finding 1105222 (2024-003)

Significant Deficiency
Requirement
Activities Allowed/Unallowed
Questioned Costs
$1
Year
2024
Accepted
2025-03-19

AI Summary

  • Core Issue: The School District failed to document $38,378 in claimed expenditures, violating Uniform Guidance requirements.
  • Impacted Requirements: All costs charged to federal awards must be adequately supported by accounting records, as per 2 CFR Part 200.
  • Recommended Follow-Up: Implement a formal policy for documentation of expenditures and provide training for staff to ensure compliance.

Finding Text

Program: Assistance Listing No.: 84.027A Federal program title: Fed. Sp. Ed. I.D.E.A. Flow Through Award No.: 23 4620 00 Award Year: 2023 Name of pass through entity, when applicable: Illinois State Board of Education When the above information is not available, the Uniform Guidance indicates that the best information available should be provided. If the finding is repeated from the prior year, indicate the prior year finding number. New finding in FY24 The criteria or specific requirements upon which the audit finding is based, including reference to the federal statutes, regulations, or the terms and conditions of the federal awards that support the conditions being identified as a deficiency. Per the Uniform Guidance (2 CFR Part 200), all costs charged to Federal awards must be adequately documented and supported by the accounting records. The condition(s) found, including facts that support the deficiency identified in the audit finding. The School District did not adequately document claimed expenditures. The School District claimed expenditures in excess of amounts that they could find supporting documentation for in their accounting records by $38,378. The cause of the condition upon which the audit finding is based, including facts that support the deficiency identified in the audit finding. The cause of the condition appears to be an oversight on the part of the School District. Although the School District has policies in place to review and approve expenditures and charge them to a designated source of funds code, this was not enforced in 2023. Effects or potential effects of the condition. The School District is not in compliance with the Uniform Guidance due to poor documentation within the School District and claimed expenditures that they could not provide support for which resulted in questiond costs of $38,378. Identification of questioned costs by Assistance Listing No. and federal award number and how they were computed. If the finding did not result in questioned costs, state "None noted." $38,378 in known questioned costs in our audit. These are expenditures which were claimed through the grant, but which had no corresponding support. Context, such as information to provide proper perspective for judging the prevalence and consequence of the audit finding, such as whether the audit finding represents an isolated instance or a systemic problem. The original staff incharge of IDEA left the district on June 30th. The district had one of their employees fill the interim and complete the June reports. On July 15th, the new Director of Grants was hired. The questioned costs are issues related to the original staff in charge. Recommendations to fix the deficiency identified and to prevent future occurrences. We recommend that The School District implement a formal policy requiring all expenditures to be supported by adequate documentation as well as consistently utilizing the relevant souce of funds code. The School District should also provide training to all relevant personnel about this policy. Views of responsible official(s) of the auditee. The School District agrees with the finding and intends to implement the recommended actions.

Categories

Questioned Costs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 528780 2024-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.027 Special Education_grants to States $3.48M
32.009 Emergency Connectivity Fund Program $1.90M
84.010 Title I Grants to Local Educational Agencies $1.26M
10.560 State Administrative Expenses for Child Nutrition $419,641
93.778 Medical Assistance Program $405,953
10.553 School Breakfast Program $375,722
84.367 Improving Teacher Quality State Grants $326,418
84.365 English Language Acquisition State Grants $187,224
10.555 National School Lunch Program $113,164
84.048 Career and Technical Education -- Basic Grants to States $90,644
84.173 Special Education_preschool Grants $73,461
84.424 Student Support and Academic Enrichment Program $61,774
10.649 Pandemic Ebt Administrative Costs $6,180
10.556 Special Milk Program for Children $1,211
84.425 Education Stabilization Fund $532