Finding 1104632 (2024-001)

Significant Deficiency
Requirement
E
Questioned Costs
$1
Year
2024
Accepted
2025-03-14

AI Summary

  • Core Issue: There is a significant deficiency in internal controls over tenant file compliance for the Section 8 Housing Choice Vouchers program, leading to incorrect income verification in one of thirty-five sampled files.
  • Impacted Requirements: The PHA must collect and maintain accurate documentation to verify tenant income eligibility as per federal regulations.
  • Recommended Follow-Up: The Authority should revise its internal control procedures to ensure compliance with federal guidelines and improve the management of tenant files.

Finding Text

Federal Program Titles: Section 8 Housing Choice Vouchers Federal Assistance Listing Numbers: 14.871 Noncompliance - E. Eligibility - Tenant Files Non Compliance Material to the Financial Statements: No Significant Deficiency in Internal Control over Compliance for Eligibility Criteria: Tenant Files. The PHA must do the following: As a condition of admission or continued occupancy, require the tenant and other family member to provide necessary information, documentation, and releases for the PHA to verify income eligibility (24 CFR sections 5.230, 5.609, and 982.516). These files are required to be maintained and available for examination at the time of audit. Condition: Based upon inspection of the Authority's files and on discussion with management, there were verification of income documents that were incorrectly calculated at the time of audit. Context: There are approximately 2,750 units. Of a sample size of thirty-five (35) tenant files, verification of income was incorrectly calculated in one (1) file. Our sample size is statistically valid. Known Questioned Costs: $2,403 Cause: There is a significant deficiency in internal controls over the compliance in the Section 8 Housing Choice Vouchers program for the eligibility type of compliance related to the maintenance of tenant files. The Authority has not properly considered, designed, implemented, maintained and monitored a system of internal controls that assures the program is in compliance. Effect: The Section 8 Housing Choice Vouchers program is in non-compliance with the eligibility type of compliance related to the maintenance of tenant files. Recommendation: We recommend the Authority review and revise its internal control procedures to assure compliance with the Uniform Guidance and the compliance supplement. Views of responsible officials and planned corrective action: The Authority accepts the recommendation of the auditor on the inspection of tenant files and has made arrangements to comply with the Section 8 Housing Choice Vouchers program.

Categories

Questioned Costs HUD Housing Programs Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 528190 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $19.53M
14.850 Public Housing Operating Fund $685,405
14.872 Public Housing Capital Fund $671,647
14.879 Mainstream Vouchers $300,381
14.856 Lower Income Housing Assistance Program Section 8 Moderate Rehabilitation $253,403
14.896 Family Self-Sufficiency Program $196,942
14.870 Resident Opportunity and Supportive Services - Service Coordinators $51,708
32.011 Affordable Connectivity Outreach Grant Program $16,816