Finding 1101955 (2024-001)

-
Requirement
N
Questioned Costs
$1
Year
2024
Accepted
2025-03-03
Audit: 344580
Organization: Sjmc Senior H.d.f.c (NY)

AI Summary

  • Core Issue: The Project failed to make required monthly deposits of $5,000 into the reserve for replacements fund from January to September 2024, totaling $45,000.
  • Impacted Requirements: This non-compliance with the Regulatory Agreement with HUD puts the Project at risk of penalties and affects its financial stability.
  • Recommended Follow-Up: Management should ensure that the automatic payment system is functioning correctly and monitor compliance to prevent future oversights.

Finding Text

Criteria: In accordance with a Regulatory Agreement with HUD dated September 23, 2003, the Project is required to maintain a reserve for replacements fund. Effective September 1, 2016, monthly deposits of $5,000 are required to be paid to a separate FDIC insured bank account and may be further invested in obligations of, or guaranteed by, the United States of America. Condition: During fiscal 2024, the Project should have made nine monthly deposits from January to September 2024 for a total amount of $45,000. The Project did not make any of the required deposits during that time period. Cause: HUD approved a suspension of required deposits from March 1, 2023 to December 1, 2023. The Project was to resume monthly deposits starting January of 2024 but failed to reinitiate automatic withdrawals.Effect: The reserve for replacements account was underfunded by $45,000 during the year causing the Project to not be in compliance with the Regulatory Agreement. Recommendation: Management should fund the required deposits as soon as possible. Management’s Views and Corrective Action Plan: Management’s failure to fund the $5,000 monthly deposits was an oversight which was realized in December 2024. Payments to cover the missing deposits were made in December 2024 and January 2025. Automatic payments have been set up as of January 2025 and the Project is currently up to date.

Categories

Questioned Costs Procurement, Suspension & Debarment HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $670,739