Finding 1101583 (2024-001)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-02-28

AI Summary

  • Core Issue: The University failed to accurately report student enrollment statuses and program information to NSLDS, leading to multiple compliance errors.
  • Impacted Requirements: Violations of 34 CFR 685.309(b) and NSLDS Enrollment Reporting Guide, including late reporting and improper data entries.
  • Recommended Follow-Up: Review and improve reporting procedures to ensure compliance with NSLDS requirements and prevent future errors.

Finding Text

Criteria or Specific Requirement: In accordance with 34 CFR 685.309(b) and the National Student Loan Data System (NSLDS) Enrollment Reporting Guide published by the Department of Education, schools must review, update, and verify student enrollment statuses, program information, and effective dates that appear on the Enrollment Reporting Roster file or on the Enrollment Maintenance page of the NSLDS Professional Access (NSLDSFAP) website. In addition, schools must report enrollment status changes within 30 days of becoming aware of the status change or in its next scheduled enrollment submission if the scheduled submission is within 60 days. Condition/Context: During our testing of 40 students, which is a statistically valid sample, we noted 3 instances where the student's enrollment status was not certified at least every 60 days, 2 instances where the published program length was improperly reported to the NSLDS system, 8 instances of late reporting of student status changes, 1 instance of the student record not being found in the NSLDS system, 13 instances where the effective date of a student status change was improperly reported at the campus-level record, 4 instances where the effective date of a student status change was improperly reported at the program-level record, 2 instances of improper student status reporting at the campus-level record, and 10 instances where the program begin date was not properly reported to the NSLDS system. Questioned Costs: None. Cause: The University's internal controls did not identify the errors for compliance with the criteria mentioned above. Effect: Inaccurate information is reflected on the NSLDS database. A student’s enrollment data protects the rights of borrowers by ensuring that loan interest subsidies are based on accurate enrollment data, ensures loan repayment dates are accurately based on the last data of attendance, allows in-school deferments to be automatically granted using NSLDS enrollment data, and provides vast amounts of critical data about the effectiveness of Title IV aid programs, including completion data. Repeat Finding: Yes, see finding 2023-001. Recommendation: We recommend the University review its reporting procedures to ensure that enrollment and program information is accurately reported to NSLDS as required by regulations. Views of Responsible Officials: Please refer to the attached corrective action plan.

Categories

Student Financial Aid Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 525139 2024-001
    Significant Deficiency Repeat
  • 525140 2024-001
    Significant Deficiency Repeat
  • 525141 2024-001
    Significant Deficiency Repeat
  • 525142 2024-001
    Significant Deficiency Repeat
  • 525143 2024-002
    Significant Deficiency
  • 525144 2024-002
    Significant Deficiency
  • 525145 2024-002
    Significant Deficiency
  • 525146 2024-002
    Significant Deficiency
  • 1101581 2024-001
    Significant Deficiency Repeat
  • 1101582 2024-001
    Significant Deficiency Repeat
  • 1101584 2024-001
    Significant Deficiency Repeat
  • 1101585 2024-002
    Significant Deficiency
  • 1101586 2024-002
    Significant Deficiency
  • 1101587 2024-002
    Significant Deficiency
  • 1101588 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Loan Program $57.62M
84.063 Federal Pell Grant Program $462,087
84.033 Federal Work Study Program $333,547
93.213 Spinal Manipulative Therapy Vs. Prescription Drug Therapy for Care of Aged Medicare Beneficiaries with Neck Pain $229,689
16.710 Public Safety Partnership and Community Policing Grants $105,624
93.213 Chiropractic Care for Veterans: A Pragmatic Randomized Trial Addressing Dose Effects for Clbp $23,446
93.213 Rand Reach Center $23,196
93.279 Integrated Care for Chronic Pain and Opioid Use Disorder $14,884
84.007 Federal Supplemental Educational Opportunity Grant $6,551